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L•• A••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

L•• A••••••••• I•••

CRD 105971

ATLANTA, GA

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Search this name across graphsid dfx:ria:3216034c-a058-1929-d747-3bef1327bdd3

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 8
On other graphs: 1
Observed: Mar 27, 2012 to Mar 26, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

L•• A•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.04 fund_share=0.0 institutional_share=0.67 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $105Mderived••• Locked
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $652Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••• M••••• D•••••	Chartered Financial Analyst	ATLANTA, GA	22	23	n/a	no
D•••• D••••• R•••••	Chartered Financial Analyst	ATLANTA, GA	22	23	n/a

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•• H••••• E••••• F•••• L•••	Hedge Fund	$144M	Jul 7, 2017	13	Mar 27, 2012	dropped	021-173519
L•• I••••••••• P•••••••• L•	Hedge Fund	$2.5M	Jul 7, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J••••• J•••••••	CHIEF EXECUTIVE OFFICER / DIRECTOR	Na	yes	01/2024	Jul 27, 2023	Mar 27, 2024
C•••••••• K••••••• C••••• P•••••••	PRESIDENT / DIRECTOR	Na	yes	01/2024	May 11, 2021	Mar 27, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	2	no
Seattle	Wa	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$2.4B	7.7%	$1.7B	14.5%	58	56	2	2

Relationships

Registered with (4)

← Z•••••• L•••• B••••••Advisorregistration: current employment
Aug 19, 2022 to presentfactForm ADV
← M•••••• T••• L••••Advisorregistration: current employment
Jun 21, 2022 to presentfactForm ADV
← A•••••• M••••• D•••••Advisorregistration: current employment
Jun 4, 2004 to presentfactForm ADV
← D•••• D••••• R•••••

Dated events

Occurred
Jul 27, 2023
Control person joined
Johnston James Challen (President / Director) appeared on Schedule A of L•• A••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Mar 28, 2023
Regulatory AUM changed
L•• A••••••••• I••• reported RAUM $1.7B, up 25% from $1.4B (2022-08-01 to 2023-03-28)
Form ADVobserved 7 days ago
$349M
Occurred
Mar 28, 2022
Regulatory AUM changed
L•• A••••••••• I••• reported RAUM $1.4B, up 33% from $1.0B (2021-05-11 to 2022-03-28)
Form ADVobserved 7 days ago
$343M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3216034c-a058-1929-d747-3bef1327bdd3
First observed: Mar 27, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.