DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• A••••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 27, 2012 · 28 filings
SEC status approved since May 17, 1982
RAUM
$2.6B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
4.0%
$105M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$652M
derived; firm RAUM over IAPD count
Employees
58
48 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.6B as of Mar 26, 2026
Mar 27, 2012$12.2M then
HNW client RAUM$105M as of Mar 26, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 27, 20120 then
Employees (5.A)58 as of Mar 26, 2026
Mar 25, 201343 then
Private funds2 as of Mar 30, 2017
Mar 27, 20123 then
RAUM +7.7% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $652MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 67%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 14.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.7B67%
- Corporations and businesses$764M29%
- High-net-worth individuals$105M4.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 10reported
- Charitable clients
- 55reported
- Accounts
- 56reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.04 fund_share=0.0 institutional_share=0.67 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• D••••• R•••••Chartered Financial Analyst | Atlanta, Ga | Jun 4, 2004 | 23 y | 0 |
| A•••••• M••••• D•••••Chartered Financial Analyst | Atlanta, Ga | Jun 4, 2004 | 23 y | 0 |
| M•••••• T••• L••••Chartered Financial Analyst | Atlanta, Ga | Jun 21, 2022 | 21 y | 0 |
| Z•••••• L•••• B••••••Chartered Financial Analyst | Atlanta, Ga | Aug 19, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•• H••••• E••••• F•••• L•••no longer reported | Hedge Fund | $144M | 13 | Mar 27, 2012 |
| L•• I••••••••• P•••••••• L•no longer reported | Hedge Fund | $2.5M | 2 | Mar 27, 2012 |
| L•• D••••••••• T•••• R••••• F•••• L•••no longer reported | Hedge Fund | $635,000 | 4 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J••••• J••••••• · Chief Executive Officer / Directorcontrolsince 01/2024 · owns less than 5%
- C•••••••• K••••••• C••••• P••••••• · President / Directorcontrolsince 01/2024 · owns less than 5%
- D•••••• A••••••• M••••• · Senior V.P. / Directorcontrolsince 01/2004 · owns less than 5%
- E••••••• D••••• R••••• · Senior V.P. / Directorcontrolsince 12/2017 · owns less than 5%
- F••••• B••••• J••• · Senior V.P. / Directorcontrolsince 12/2002 · owns less than 5%
- F••••••• S••••• M•••••• · Senior V.P. / Directorcontrolsince 09/1992 · owns less than 5%
- J••••••• E•••••• F•••••• · Chairman Of The Board / Directorcontrolsince 01/2005 · owns less than 5%
- L••••• M••••••• T••• · Senior V.P. / Directorcontrolsince 10/2006 · owns less than 5%
- R•••••• D••••• D••••• · Senior V.P. / Directorcontrolsince 01/2004 · owns less than 5%
- S•••••• A••••• N••••• · Chief Compliance Officer / Directorcontrolsince 01/2016 · owns less than 5%
Entity owners
- L•• H•••••••• I••• · Parent Of Applicantdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX2 employees
- Seattle, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 17 to 56Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 47 to 48Mar 27, 2025 to Mar 26, 2026
- Charity clients · 53 to 55Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 35 to 37Mar 27, 2025 to Mar 26, 2026
- Employees · 56 to 58Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.3B to $2.2BMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $0 to $105MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $162M to $439MMar 27, 2025 to Mar 26, 2026
- RAUM · $2.4B to $2.6BMar 27, 2025 to Mar 26, 2026
- Accounts · 13 to 17Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 49 to 47Mar 27, 2024 to Mar 27, 2025
- Charity clients · 47 to 53Mar 27, 2024 to Mar 27, 2025
- Corporate clients · 37 to 35Mar 27, 2024 to Mar 27, 2025
- Pension plan clients · 11 to 10Mar 27, 2024 to Mar 27, 2025
- Employees · 62 to 56Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- State-registered IARs · 2 to 4Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $2.3BMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $157M to $162MMar 27, 2024 to Mar 27, 2025
- RAUM · $2.0B to $2.4BMar 27, 2024 to Mar 27, 2025
- Accounts · 11 to 13Jul 27, 2023 to Mar 27, 2024
- Advisory employees · 44 to 49Jul 27, 2023 to Mar 27, 2024
- Charity clients · 45 to 47Jul 27, 2023 to Mar 27, 2024
- Corporate clients · 35 to 37Jul 27, 2023 to Mar 27, 2024
- Pension plan clients · 12 to 11Jul 27, 2023 to Mar 27, 2024
- Employees · 55 to 62Jul 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $1.8BJul 27, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $148M to $157MJul 27, 2023 to Mar 27, 2024
- RAUM · $1.7B to $2.0BJul 27, 2023 to Mar 27, 2024
- Accounts · 10 to 11Aug 1, 2022 to Mar 28, 2023
- Corporate clients · 31 to 35Aug 1, 2022 to Mar 28, 2023
- Pension plan clients · 11 to 12Aug 1, 2022 to Mar 28, 2023
- State-registered IARs · 0 to 2Aug 1, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.2B to $1.6BAug 1, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $172M to $148MAug 1, 2022 to Mar 28, 2023
- RAUM · $1.4B to $1.7BAug 1, 2022 to Mar 28, 2023
- Accounts · 8 to 10May 11, 2021 to Mar 28, 2022
- Advisory employees · 42 to 44May 11, 2021 to Mar 28, 2022
- Charity clients · 44 to 45May 11, 2021 to Mar 28, 2022
- Corporate clients · 30 to 31May 11, 2021 to Mar 28, 2022
Signals
8 dated events
- Johnston James Challen (President / Director) appeared on Schedule A of L•• A••••••••• I•••Jul 27, 2023 · Control person joined · fact
- L•• A••••••••• I••• reported RAUM $1.7B, up 25% from $1.4B (2022-08-01 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- L•• A••••••••• I••• reported RAUM $1.4B, up 33% from $1.0B (2021-05-11 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Wesley John Burgin (Chief Financial Officer/Secretary/Treasurer / Director) no longer on Schedule A of L•• A••••••••• I••• (listed 2021-05-11, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Claire Paradice Kathryn Chotiner (Chief Operating Officer) appeared on Schedule A of L•• A••••••••• I•••May 11, 2021 · Control person joined · fact
- L•• A••••••••• I••• reported RAUM $1.0B, up 85% from $564.7M (2020-04-22 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- L•• A••••••••• I••• reported RAUM $564.7M, up 61% from $350.3M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- L•• A••••••••• I••• reported RAUM $327.7M, down 27% from $448.5M (2017-07-07 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lcg-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lcgassociates.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (770) 644-0100reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $652Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026