DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

ROBERT HARRELL, INCORPORATED

ROBERT HARRELL INCORPORATED, CRD 106191

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3219ebbb-12c5-4c1e-c9f0-c413bba94624

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 2
Observed: Mar 28, 2012 to Mar 6, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Robert Harrell, Incorporated

Family office · shared crd

Allocatorsidentity

Robert Harrell Incorporated

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.2 fund_share=0.0 institutional_share=0.67 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $885MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.5M
Private client RAUM: $178MderivedItem 5.D individuals plus high net worth individuals
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $148Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 67
Individual clients: 0
High net worth clients: 48
Custody, client assets: $885M
SEC number: 801-40048
CRD: 106191
Filings on the tape: 28
First filed: Mar 28, 2012
Latest filed: Mar 6, 2026
Organised: Corporation, DE
Website: harrell.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT LEE HARRELL	n/a	AUSTIN, TX	34	27	n/a	no
SANDRA KAYE LARSEN-HARRELL	n/a	AUSTIN, TX	32	35	n/a	no
DAVID HARRIS JAMES	n/a	AUSTIN, TX	16	25	3	no
WILLIAM BUTLER HARRELL	n/a	AUSTIN, TX	15	28	2	no
CHARLES BROWDER SMITH	n/a	AUSTIN, TX	12	14	1	no
VANCE MICHAEL ARNOLD	Chartered Financial Analyst	AUSTIN, TX	1	35	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRELL, ROBERT, LEE	CHIEF EXECUTIVE OFFICER	C	yes	07/1991	Mar 28, 2012	Dec 16, 2024
LARSEN-HARRELL, SANDRA, KAYE	PRESIDENT/SECRETARY/TREASURER/CHIEF OPERATING OFFICER	D	yes	12/2009	Mar 28, 2012	Dec 16, 2024
HARRELL, WILLIAM, BUTLER	CHIEF COMPLIANCE OFFICER	Na	no	01/2018	Mar 26, 2018	Dec 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$885M	$3.5M	5	5	0	n/a	n/a
2024	Mar 13, 2025	$959M	$4.1M	5	5	0	n/a	n/a
2023	Mar 6, 2024	$841M	$4.1M	4	3	0	n/a	n/a
2022	Mar 20, 2023	$838M	$5.6M	4	3	0	n/a	n/a
2021	Mar 21, 2022	$913M	$6.9M	7	6	0	n/a	n/a
2020	Mar 9, 2021	$752M	$22.0M	7	6	0	n/a	n/a
2019	Mar 13, 2020	$671M	$146M	7	6	0	n/a	n/a
2018	Feb 19, 2019	$510M	$142M	7	6	0	n/a	n/a
2017	Mar 19, 2018	$482M	$94.1M	7	7	0	n/a	n/a
2016	Mar 16, 2017	$470M	$184M	7	7	n/a	n/a	n/a
2015	Feb 23, 2016	$379M	$178M	7	7	n/a	n/a	n/a
2014	Mar 17, 2015	$373M	$176M	6	6	n/a	n/a	n/a
2013	Mar 24, 2014	$531M	$181M	7	7	n/a	n/a	n/a
2012	Mar 11, 2013	$302M	$195M	7	7	n/a	n/a	n/a
2011	Mar 28, 2012	$3.3B	$88.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$885M	$959M	-7.7%	$838M	1.8%	5	5	0	0

Relationships

Registered with (7)

← VANCE MICHAEL ARNOLDAdvisorregistration: current employment
Dec 12, 2024 to presentfactForm ADV
← CHARLES BROWDER SMITHAdvisorregistration: current employment
Apr 7, 2014 to presentfactForm ADV
← WILLIAM BUTLER HARRELLAdvisorregistration: previous registration
Sep 2, 2005 to Sep 14, 2009factForm ADV
← DAVID HARRIS JAMESAdvisorregistration: current employment
Sep 14, 2010 to presentfactForm ADV
← SANDRA KAYE LARSEN-HARRELLAdvisorregistration: current employment
Feb 9, 1994 to presentfactForm ADV
← ROBERT LEE HARRELLAdvisorregistration: current employment
Nov 19, 1991 to presentfactForm ADV
← Benjamin Bentley NapierAdvisorregistration: previous registration
Jun 13, 1994 to Jul 30, 2010factForm ADV

Controls (2)

← HARRELL, ROBERT, LEEOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to Dec 16, 2024factForm ADV
← LARSEN-HARRELL, SANDRA, KAYEOwnerPRESIDENT/SECRETARY/TREASURER/CHIEF OPERATING OFFICER, ownership code D, individual
Mar 28, 2012 to Dec 16, 2024factForm ADV

Owns (1)

← HARRELL, WILLIAM, BUTLEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2018 to Dec 16, 2024factForm ADV

Dated events

Occurred
Mar 13, 2020
Regulatory AUM changed
Robert Harrell, Incorporated reported RAUM $670.8M, up 32% from $509.7M (2019-02-19 to 2020-03-13)
Form ADVobserved 6 days ago
$161M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3219ebbb-12c5-4c1e-c9f0-c413bba94624
First observed: Mar 28, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT HARRELL, INCORPORATED

ROBERT HARRELL INCORPORATED, CRD 106191

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3219ebbb-12c5-4c1e-c9f0-c413bba94624

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT LEE HARRELL

n/a

AUSTIN, TX

n/a

SANDRA KAYE LARSEN-HARRELL

n/a

AUSTIN, TX

n/a

DAVID HARRIS JAMES

n/a

AUSTIN, TX

WILLIAM BUTLER HARRELL

n/a

AUSTIN, TX

CHARLES BROWDER SMITH

n/a

AUSTIN, TX

VANCE MICHAEL ARNOLD

Chartered Financial Analyst

AUSTIN, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRELL, ROBERT, LEE

CHIEF EXECUTIVE OFFICER

yes

07/1991

Mar 28, 2012

Dec 16, 2024

LARSEN-HARRELL, SANDRA, KAYE

PRESIDENT/SECRETARY/TREASURER/CHIEF OPERATING OFFICER

yes

12/2009

Mar 28, 2012

Dec 16, 2024

HARRELL, WILLIAM, BUTLER

CHIEF COMPLIANCE OFFICER

01/2018

Mar 26, 2018

Dec 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$885M

$3.5M

n/a

2024

Mar 13, 2025

$959M

$4.1M

n/a

2023

Mar 6, 2024

$841M

$4.1M

n/a

2022

Mar 20, 2023

$838M

$5.6M

n/a

2021

Mar 21, 2022

$913M

$6.9M

n/a

2020

Mar 9, 2021

$752M

$22.0M

n/a

2019

Mar 13, 2020

$671M

$146M

n/a

2018

Feb 19, 2019

$510M

$142M

n/a

2017

Mar 19, 2018

$482M

$94.1M

n/a

2016

Mar 16, 2017

$470M

$184M

n/a

2015

Feb 23, 2016

$379M

$178M

n/a

2014

Mar 17, 2015

$373M

$176M

n/a

2013

Mar 24, 2014

$531M

$181M

n/a

2012

Mar 11, 2013

$302M

$195M

n/a

2011

Mar 28, 2012

$3.3B

$88.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$885M

$959M

-7.7%

$838M

1.8%