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RIA / WealthAdvisor25 years in industry

DAVID HARRIS JAMES

Advisor at ROBERT HARRELL, INCORPORATED

AUSTIN, TX

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Search this name across graphsid dfx:ria:72238408-0453-4e63-40cf-5e88cf588b90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT HARRELL, INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Mar 1, 2001
First registration: Mar 6, 2001
Dual registered: no
Other names: DAVID HARRIS JAMES|DAVID H JAMES
IAPD individual key: 4542486

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT HARRELL, INCORPORATED	Mixed wealth	Sep 14, 2010	n/a	yes	AUSTIN, TX	Current employment
CACH CAPITAL MANAGEMENT, LLC	n/a	Jan 11, 2010	Sep 3, 2010	no	HOUSTON, TX	Previous registration
MARTIN CAPITAL ADVISORS, LLP	Independent wealth	May 19, 2004	May 6, 2010	no	AUSTIN, TX	Previous registration
CAPITAL CITIES ASSET MANAGEMENT INC	n/a	Mar 6, 2001	Apr 30, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CACH CAPITAL MANAGEMENT, LLC	ROBERT HARRELL, INCORPORATED	Sep 3, 2010	Sep 14, 2010	11	Firm change	Other
MARTIN CAPITAL ADVISORS, LLP	CACH CAPITAL MANAGEMENT, LLC	May 6, 2010	Jan 11, 2010	-115	Firm change after gap	Other
CAPITAL CITIES ASSET MANAGEMENT INC	MARTIN CAPITAL ADVISORS, LLP	Apr 30, 2004	May 19, 2004	19	Firm change	Other

Relationships

Registered with (4)

→ ROBERT HARRELL, INCORPORATEDRegistered adviserregistration: current employment
Sep 14, 2010 to presentfactForm ADV
→ CACH CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 11, 2010 to Sep 3, 2010factForm ADV
→ MARTIN CAPITAL ADVISORS, LLPRegistered adviserregistration: previous registration
May 19, 2004 to May 6, 2010factForm ADV
→ CAPITAL CITIES ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 6, 2001 to Apr 30, 2004factForm ADV

Dated events

No dated event names this entity yet.