DFX Intelligence
Data Factory
Reading the graph
Reading the graph
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Advisor at C•••••• C•••••• M••••••••• L••
PARKER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• C•••••• M••••••••• L•• | Former SEC adviser | Sep 27, 2016 | n/a | yes | PARKER, CO | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 27, 2006 | Mar 3, 2009 | no | PALM BEACH, FL|PALM BEACH GARDENS, FL|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••• C•••••• M••••••••• L•• | Mar 3, 2009 | Sep 27, 2016 | 2,765 | Firm change after gap | Wirehouse to new firm |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 28, 2006 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Dec 4, 2002 | Oct 28, 2006 | no | PALM BEACH, FL|PALM BEACH, FL | Previous registration |
| N••••••• T•••• S••••••••• I•• | Bd affiliated wealth | Aug 8, 2001 | Dec 4, 2002 | no | PALM BEACH, FL | Previous registration |
| -1 |
| Firm change |
| Other |
| N••••••• T•••• S••••••••• I•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Dec 4, 2002 | Dec 4, 2002 | 0 | Firm change | Other |