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R••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

R••• M••••••

Advisor at M••••••• P••••••• L••

CLEVELAND, OH | Toledo, OH

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Search this name across graphsid dfx:ria:32279942-263c-2748-02ca-c2093df64978

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 22, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• P••••••• L••	Independent wealth	Sep 25, 2006	n/a	yes	Toledo, OH\|CLEVELAND, OH\|CLEVELAND, OH	Current employment
K•••••• C•••••• M•••••• I•••	n/a	Nov 22, 1999	Oct 4, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• C•••••• M•••••• I•••	M••••••• P••••••• L••	Oct 4, 2006	Sep 25, 2006	-9	Firm change	Other

Relationships

Registered with (2)

→ M••••••• P••••••• L••Registered adviserregistration: current employment
Sep 25, 2006 to presentfactForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 22, 1999 to Oct 4, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32279942-263c-2748-02ca-c2093df64978
First observed: Nov 22, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.