DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 135414
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| THOMAS ANTHONY YAKO | n/a | CLEVELAND, OH | OLMSTED FALLS, OH | 20 | 23 | n/a | yes |
| RITA MANSOUR | n/a | CLEVELAND, OH | Toledo, OH | 19 | 37 | 1 | yes |
| ARNOLD BEATTY MCDONALD | n/a | SHAKER HEIGHTS, OH | CLEVELAND, OH | 19 | 19 | n/a | yes |
| DEVON FRANCES MCARDLE | n/a | CLEVELAND, OH | Ann Arbor, MI | ANN ARBOR, MI | 18 | 30 | 2 | yes |
| MARYANNE RITA BATTISTONE | n/a | Concord, OH | CLEVELAND, OH | 17 | 29 | n/a | yes |
| JOSEPH PATRICK STANZI | n/a | CLEVELAND, OH | KIRTLAND, OH | 17 | 39 | 2 | yes |
| LAURA ANN MINEO | n/a | CLEVELAND, OH | MUNSON TWP, OH | 17 | 17 | 2 | yes |
| JOHN EDWARD MCARDLE | n/a | CLEVELAND, OH | Toledo, OH | Ann Arbor, MI | 16 | 18 | n/a | yes |
| WILLIAM MAURICE HEGARTY | n/a | Chagrin Falls, OH | CLEVELAND, OH | 16 | 29 | 2 | yes |
| MATTHEW ANDREW NORTON | n/a | Toledo, OH | PERRYSBURG, OH | CLEVELAND, OH | 15 | 19 | 1 | yes |
| TIMOTHY PATRICK NORTON | n/a | ANN ARBOR, MI | Boyne City, MI | CLEVELAND, OH | 15 | 45 | 2 | yes |
| RUSSELL CURTIS WOOD | n/a | CLEVELAND, OH | Fort Myers, FL | 15 | 15 | n/a | yes |
| TED RICHARD STONE | n/a | Fort Myers, FL | CLEVELAND, OH | 15 | 15 | n/a | yes |
| MICHAEL T MCGRAIL | n/a | CLEVELAND, OH | Fort Myers, FL | 14 | 15 | n/a | yes |
| PAUL RICHARD MOODY | n/a | BOYNE CITY, MI | CLEVELAND, OH | Boyne City, MI | 11 | 24 | 2 | yes |
| STEVEN LEIB RIVKIN | n/a | Beachwood, OH | 10 | 13 | n/a | yes |
| JACQUELINE SUSAN RANDALL | n/a | CLEVELAND, OH | Paris, OH | 7 | 32 | 1 | yes |
| Nathan Russell Wood | n/a | Toledo, OH | Bowling Green, OH | 4 | 12 | n/a | yes |
| BRIAN ANDREW MCDONALD | n/a | CLEVELAND, OH | Shaker Heights, OH | 3 | 18 | 1 | yes |
| TIMOTHY A RYAN HANSON | Certified Financial Planner | Clarksville, TN | CLEVELAND, OH | 1 | 15 | 2 | no |
| Heather F Frutig | Certified Financial Planner | CLEVELAND, OH | 1 | 10 | n/a | no |
| Dylan Ray Casler | n/a | CLEVELAND, OH | 0 | 13 | 2 | no |
| TIMOTHY ANDREW WESTRA | Certified Financial Planner | ANN ARBOR, MI | CLEVELAND, OH | 0 | 10 | 3 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| EDEN ROCK MONTENEGRO LLC | Private Equity Fund | $13.2M | Jun 3, 2026 | 92 | Mar 29, 2019 | reported | 021-202969 |
| MP DPI LLC | Private Equity Fund | $3.9M | Jun 3, 2026 | 25 | Mar 29, 2019 | reported | 021-224819 |
| MP127 LLC | Private Equity Fund | $1.5M | Jun 3, 2026 | 19 | Mar 29, 2019 | reported | 021-277312 |
| ERM RESORT LLC | Private Equity Fund | $1.2M | Jun 3, 2026 | 1 | Mar 29, 2019 | reported | 021-255538 |
| MCDONALD USAF LP | Private Equity Fund | $42,587 | Jun 16, 2020 | 64 | Mar 29, 2019 | dropped | 021-169543 |
| MPCF II LLC | Private Equity Fund | $1,778 | Dec 18, 2024 | 65 | Mar 29, 2019 | dropped | 021-287820 |
| MPCF III LLC | Private Equity Fund | $435 | Dec 18, 2024 | 32 | Mar 30, 2020 | dropped | 021-347894 |
| MPCF LLC | Private Equity Fund | $25 | Dec 18, 2024 | 65 | Mar 29, 2019 | dropped | 021-265067 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MCDONALD, ARNOLD BEATTY | CEO/CFO/MUNI PRINCIPAL/OWNER | B | yes | 01/2008 | Jun 3, 2026 | Jun 3, 2026 |
| PALMER, JAIMIE MICHELLE | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2026 | Jun 3, 2026 | Jun 3, 2026 |
| YAKO, THOMAS ANTHONY | Director | Na | yes | 04/2006 | Jun 3, 2026 | Jun 3, 2026 |
| HARTZLER, JONATHAN DANIEL | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2024 | Dec 18, 2024 | Dec 18, 2024 |
| HEGARTY, WILLIAM MAURICE JR | CHIEF INVESTMENT OFFICER | Na | yes | 09/2010 | Mar 30, 2012 | Dec 18, 2024 |
| MANSOUR, RITA | Owner | Na | no | 10/2011 | Jun 3, 2026 | Jun 3, 2026 |
| MCARDLE, JOHN EDWARD III | Owner | Na | no | 09/2011 | Jun 3, 2026 | Jun 3, 2026 |
| MCDONALD, BRIAN ANDREW | Owner | B | no | 07/2022 | Jun 3, 2026 | Jun 3, 2026 |
| MCDONALD, THOMAS MARION | Owner | C | no | 04/2005 | Jun 3, 2026 | Jun 3, 2026 |
| NORTON, TIMOTHY PATRICK | Owner | Na | no | 06/2006 | Mar 23, 2017 | Dec 18, 2024 |
| RAFAT NAIN NEMRY | Owner | B | no | 01/2008 | Mar 30, 2012 | Dec 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MCDONALD PARTNERS LLC | n/a | Independent wealth | $1.3B | N | yes | n/a |
| MCDONALD MANAGEMENT LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Toledo | Oh | United States | 10 | yes |
| ANN ARBOR | Mi | United States | 4 | yes |
| Cleveland | Oh | United States | 4 | yes |
| BOYNE CITY | Mi | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 7, 2026 | $1.3B | $797M | 29 | 29 | 3 | 4 | n/a |
| 2024 | Apr 17, 2025 | $1.3B | $792M | 33 | 33 | 4 | 4 | n/a |
| 2023 | Mar 4, 2024 | $1.1B | $669M | 34 | 32 | 4 | 7 | $17.6M |
| 2022 | Mar 29, 2023 | $1.1B | $778M | 30 | 30 | 4 | 7 | $51.5M |
| 2021 | Mar 30, 2022 | $1.6B | $1.1B | 48 | 43 | 4 | 7 | $52.1M |
| 2020 | Mar 30, 2021 | $1.4B | $859M | 43 | 37 | 4 | 7 | $45.6M |
| 2019 | Mar 30, 2020 | $1.2B | $855M | 49 | 41 | 4 | 8 | $59.6M |
| 2018 | Mar 29, 2019 | $1.1B | $522M | 53 | 49 | 6 | 7 | $44.8M |
| 2017 | Mar 26, 2018 | $1.4B | $428M | 52 | 32 | 6 | n/a | n/a |
| 2016 | Mar 23, 2017 | $984M | $356M | 55 | 28 | n/a | n/a | n/a |
| 2015 | May 3, 2016 | $918M | $297M | 55 | 28 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $827M | $307M | 52 | 34 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.0B | $281M | 52 | 34 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $1.0B | $330M | 53 | 35 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $768M | $147M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 2 | 0 | 0 | 3 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.3B | -0.6% | $1.1B | 5.5% | 29 | 33 | 3 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | 4 | Sep 4, 2025 | Sep 3, 2025 | CLEVELAND, OH | Team lift out | RIA to ibd | 16.0% |
| MAI CAPITAL MANAGEMENT, LLC | 3 | Aug 10, 2022 | Sep 29, 2022 | CLEVELAND, OH | Team lift out | RIA to RIA | 10.0% |
| PRISM ADVISORY GROUP, LLC | 2 | Dec 31, 2017 | Jan 19, 2010 | NEWTOWN, PA | Team lift out | Other | 6.7% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2 | Oct 18, 2017 | Oct 18, 2017 | CLEVELAND, OH | Team lift out | Other | 0.0% |
| WELLS FARGO ADVISORS | 2 | Jan 11, 2017 | Jan 19, 2017 | PEPPER PIKE, OH | Team lift out | Other | 0.0% |