This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NFSG CORPORATION

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 15, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Mar 15, 1982

First registration

Mar 5, 2008

Dual registered

no

Other names

JOHN EARL III SWEGLES|JOHN EARL SWEGLES

IAPD individual key

1034058

• Occurred

  Dec 13, 2023
  Advisor changed firm

  John E Swegles left Wells Fargo Advisors for Nfsg Corporation (registered 2024-05-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:32362bd0-b5d3-7985-9dc0-2293c2db032b

First observed

Mar 5, 2008

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.