R•• E••• M•••••

Advisor at P••••••• A••••••• L••

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3236ddc3-5487-8263-9aac-a6c55b07c0d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••• L••	State registered	Oct 1, 2005	n/a	yes	AUSTIN, TX	Current employment
U••••• S••••••••• A•••••••• I•••	n/a	Sep 19, 2005	Oct 3, 2005	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• S••••••••• A•••••••• I•••	P••••••• A••••••• L••	Oct 3, 2005	Oct 1, 2005	-2	Firm change	Other

Relationships

Registered with (2)

→ P••••••• A••••••• L••Registered adviserregistration: current employment
Oct 1, 2005 to presentfactForm ADV
→ U••••• S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2005 to Oct 3, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3236ddc3-5487-8263-9aac-a6c55b07c0d5
First observed: Nov 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.