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Feed of 09/14/2026
At current firm
20 y
since Oct 1, 2005
In the industry
28 y
since Feb 23, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• A••••••• L•• state registered currentsince Oct 1, 2005 · Austin, Tx
- U••••• S••••••••• A•••••••• I••• unclassifiedSep 19, 2005 to Oct 3, 2005 · Houston, Tx
- U••••• S••••••••• A•••••••• I••• unclassifiedNov 8, 2002 to Sep 8, 2005 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••••• S••••••••• A•••••••• I••• to P••••••• A••••••• L••left Oct 3, 2005, registered Oct 1, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address