DFX Intelligence

L••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

L••••••••• C•••••• M••••••••• L••

CRD 281690

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:323ba317-3e81-d967-a0c6-311f43bdb264

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 3
Observed: Jun 29, 2021 to Mar 26, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

L••••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

L••••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $705M••• Locked
Discretionary RAUM: $705M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•• H••••••••• F••• I• L•	Private Equity Fund	$246M	Aug 29, 2024	66	Jun 29, 2021	reported	021-300285
L•• H••••••••• F••• I• L•	Private Equity Fund	$177M	Aug 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• K•••• S•••••	MANAGING MEMBER	E	yes	10/2022	Jun 29, 2021	Aug 29, 2024
G•••• C••••••••• E•••	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	11/2021	Mar 29, 2022	Aug 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• A•• P••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
L•• H••••••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
L•• H••••••••• G• I•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$705M	$671M	5.0%	$383M	22.5%	12	13	1	1

Relationships

Advises (8)

→ L•• H••••••••• F••• I• P••••••• L•Private fundPrivate Equity Fund, IA
Mar 25, 2024 to presentfactForm ADV
→ L•• A•• P••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ L•• H••••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ L•• H••••••••• F••• I• L•

Dated events

Occurred
Mar 20, 2025
Regulatory AUM changed
L••••••••• C•••••• M••••••••• L•• reported RAUM $671.4M, up 29% from $521.2M (2024-08-29 to 2025-03-20)
Form ADVobserved 7 days ago
$150M
Occurred
Mar 25, 2024
Regulatory AUM changed
L••••••••• C•••••• M••••••••• L•• reported RAUM $521.2M, up 36% from $383.2M (2023-03-30 to 2024-03-25)
Form ADVobserved 7 days ago
$138M
Occurred
Mar 30, 2023
Regulatory AUM changed
L••••••••• C•••••• M••••••••• L•• reported RAUM $383.2M, up 83% from $209.1M (2022-10-27 to 2023-03-30)
Form ADVobserved 7 days ago
$174M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:323ba317-3e81-d967-a0c6-311f43bdb264
First observed: Jun 29, 2021
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.