DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 29, 2021 · 9 filings
SEC status approved since Jul 28, 2021
RAUM
$705M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$705M as of Mar 26, 2026
Mar 29, 2022$209M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 29, 20220 then
Employees (5.A)12 as of Mar 26, 2026
Mar 29, 20229 then
Private funds6 as of Mar 26, 2026
Mar 29, 20225 then
RAUM +5.0% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $495M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$705M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $495M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•• H••••••••• F••• I• L• | Private Equity Fund | $246M | 66 | Jun 29, 2021 |
| L•• H••••••••• F••• I• L• | Private Equity Fund | $177M | 68 | Mar 30, 2023 |
| L•• A•• P••••••• I• L• | Private Equity Fund | $68.7M | 25 | Mar 29, 2022 |
| L•• H••••••••• F••• I• P••••••• L• | Private Equity Fund | $15.0M | 1 | Mar 25, 2024 |
| L•• A••• P••••••• L• | Private Equity Fund | $14.8M | 6 | Mar 30, 2023 |
| L•• R••• M•••••••• P••••••• L•no longer reported | Private Equity Fund | $0 | 5 | Jun 29, 2021 |
| L•• A•• P••••••• L•no longer reported | Private Equity Fund | $0 | 22 | Jun 29, 2021 |
| L•• R••• P••••••• L•no longer reported | Private Equity Fund | $0 | 10 | Jun 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••• C••••••••• E••• · Chief Compliance Officer/Chief Financial Officercontrolsince 11/2021 · owns less than 5%
- B•••••••• K•••• S••••• · Managing Membercontrolsince 10/2022 · owns 75% or more of K• B••••••• C•••••• M••••••••• L••
- N••••••• S•••••• D•••• · Managing Membercontrolsince 10/2022 · owns 75% or more of N•••••• M••••••••• C••••••
Entity owners
- K• B••••••• C•••••• M••••••••• L•• · Managing Memberdirect · owns 50% to 75%
- N•••••• M••••••••• C•••••• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- L•• A•• P••••••• G• L••pooled vehicle sponsorn
- L•• H••••••••• G• I• L••pooled vehicle sponsorn
- L•• H••••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Denver, CO4 employees
What changed
consecutive filings, newest first
- Assets in custody · $395M to $495MMay 12, 2025 to Mar 26, 2026
- Employees · 13 to 12May 12, 2025 to Mar 26, 2026
- Discretionary RAUM · $671M to $705MMay 12, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $671M to $705MMay 12, 2025 to Mar 26, 2026
- RAUM · $671M to $705MMay 12, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 20, 2025 to May 12, 2025
- Accounts · 5 to 6Aug 29, 2024 to Mar 20, 2025
- Pooled vehicle clients · 5 to 6Aug 29, 2024 to Mar 20, 2025
- Assets in custody · $343M to $395MAug 29, 2024 to Mar 20, 2025
- Private funds · 5 to 6Aug 29, 2024 to Mar 20, 2025
- Discretionary RAUM · $521M to $671MAug 29, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $521M to $671MAug 29, 2024 to Mar 20, 2025
- RAUM · $521M to $671MAug 29, 2024 to Mar 20, 2025
- Accounts · 7 to 5Mar 30, 2023 to Mar 25, 2024
- Advisory employees · 9 to 10Mar 30, 2023 to Mar 25, 2024
- Pooled vehicle clients · 7 to 5Mar 30, 2023 to Mar 25, 2024
- Assets in custody · $207M to $343MMar 30, 2023 to Mar 25, 2024
- Employees · 10 to 13Mar 30, 2023 to Mar 25, 2024
- Private funds · 7 to 5Mar 30, 2023 to Mar 25, 2024
- Discretionary RAUM · $383M to $521MMar 30, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $383M to $521MMar 30, 2023 to Mar 25, 2024
- RAUM · $383M to $521MMar 30, 2023 to Mar 25, 2024
- Accounts · 5 to 7Oct 27, 2022 to Mar 30, 2023
- Advisory employees · 8 to 9Oct 27, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 7Oct 27, 2022 to Mar 30, 2023
- Assets in custody · $131M to $207MOct 27, 2022 to Mar 30, 2023
- Employees · 9 to 10Oct 27, 2022 to Mar 30, 2023
- Private funds · 5 to 7Oct 27, 2022 to Mar 30, 2023
- Discretionary RAUM · $209M to $383MOct 27, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $209M to $383MOct 27, 2022 to Mar 30, 2023
- RAUM · $209M to $383MOct 27, 2022 to Mar 30, 2023
- Other offices · 0 to 1Mar 29, 2022 to Oct 27, 2022
- Accounts · 4 to 5Jun 29, 2021 to Mar 29, 2022
- Pooled vehicle clients · 4 to 5Jun 29, 2021 to Mar 29, 2022
- Assets in custody · $162M to $131MJun 29, 2021 to Mar 29, 2022
- Employees · 8 to 9Jun 29, 2021 to Mar 29, 2022
- Private funds · 4 to 5Jun 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $162M to $209MJun 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $162M to $209MJun 29, 2021 to Mar 29, 2022
- RAUM · $162M to $209MJun 29, 2021 to Mar 29, 2022
Signals
5 dated events
- L••••••••• C•••••• M••••••••• L•• reported RAUM $671.4M, up 29% from $521.2M (2024-08-29 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- L••••••••• C•••••• M••••••••• L•• reported RAUM $521.2M, up 36% from $383.2M (2023-03-30 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- L••••••••• C•••••• M••••••••• L•• reported RAUM $383.2M, up 83% from $209.1M (2022-10-27 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Emil Christopher Golz (Chief Compliance Officer/Vp Of Finance) appeared on Schedule A of L••••••••• C•••••• M••••••••• L••Mar 29, 2022 · Control person joined · fact
- L••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Latticework Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
- L••••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/latticework-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- L•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-676-6742reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026