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Advisor at MORGAN STANLEY
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 18, 2024 | n/a | yes | Morristown, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 10, 2014 | Jun 26, 2024 | no | FAIRFIELD, NJ|EAST HANOVER, NJ|BARNEGAT, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 1, 2014 | no | FAIRFIELD, NJ|Little Falls, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | FAIRFIELD, NJ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 24, 2006 | Apr 2, 2007 | no | FAIRFIELD, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 8, 2002 | Mar 8, 2006 | no | LITTLE FALLS, NJ|LITTLE FALLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jun 26, 2024 | Jun 18, 2024 | -8 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 1, 2014 | Sep 10, 2014 | -21 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY DW INC. | Mar 8, 2006 | Feb 24, 2006 | -12 | Firm change | Other |