This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Dec 15, 1986

First registration

Mar 15, 2012

Dual registered

yes, broker-dealer

Other names

PATRICIA RILEY STRAIN|PATRICIA STRAIN|PATRICA STRAIN|PATRICIA STRAIN RILEY|PATRICIA STRAINRILEY

IAPD individual key

1515470

• Occurred

  May 1, 2026
  Advisor changed firm

  Patricia Strain-Riley left Bcg Securities, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-04-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3243c878-7737-2d7c-0b02-6faab666a29d

First observed

Mar 15, 2012

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.