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CRD 124397
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••••• R••••• E•••••••• | Trustee | F | yes | 08/2024 | Apr 29, 2019 | Sep 20, 2024 |
| J••••••• R••••• E•••••••• | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | yes | 02/2010 | Apr 29, 2019 | Sep 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 20, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $442M | $382M | 15.6% | $324M | 10.9% | 4 | 4 | 0 | 0 |
| Owner |
| D |
| yes |
| 09/2024 |
| Sep 20, 2024 |
| Sep 20, 2024 |
| $442M |
| $442M |
| 4 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2022 | Mar 31, 2023 | $382M | $382M | 4 | 3 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $425M | $425M | 5 | 1 | 1 | n/a | n/a |
| 2020 | Mar 19, 2021 | $324M | $323M | 4 | 3 | 1 | n/a | n/a |
| 2019 | Mar 26, 2020 | $296M | $294M | 6 | 4 | 1 | n/a | n/a |