DFX Intelligence

R•••• E•••••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

R•••• E•••••••• J••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Berwyn, PA

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Search this name across graphsid dfx:ria:b3d54548-62ec-c94f-356b-bb8a98f7a026

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Dec 6, 2024	n/a	yes	Berwyn, PA\|ALPHARETTA, GA	Current employment
T•••••• F•••••••• P••••••• I•• L••	Former SEC adviser	Mar 2, 2010	Jan 2, 2025	no	WAYNE, PA\|BERWYN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• F•••••••• P••••••• I•• L••	M•••• F•••••••• A•••••••	Jan 2, 2025	Dec 6, 2024	-27	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ T•••••• F•••••••• P••••••• I•• L••Registered adviserregistration: previous registration
Mar 2, 2010 to Jan 2, 2025factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3d54548-62ec-c94f-356b-bb8a98f7a026
First observed: Mar 2, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.