DFX Intelligence

D•••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

D•••• C•••••• M•••••••••

D•••• C•••••• M••••••••• LLC, CRD 149014

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:324bca8e-60de-f159-f140-bc567511ff39

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 3, 2020 to Mar 27, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $259M••• Locked
Discretionary RAUM: $259M
Private client RAUM: $259Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $64.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• C••••• M•••••	Certified Financial Planner	JACKSONVILLE, FL	10	24	2	no
T••• R•••••• L•••••	Certified Financial Planner	JACKSONVILLE, FL	2	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• T•••• M••••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	02/2008	Feb 3, 2020	Feb 14, 2024
M•••••• J•••• C•••••	CHEIF INVESTMENT OFFICER	C	no	01/2018	Feb 3, 2020	Feb 14, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$225M	15.1%	$182M	12.5%	5	5	0	0

Relationships

Registered with (5)

← T••• M•••••• D••••Advisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← T••••• D•••••Advisorregistration: current employment
Jan 10, 2024 to presentfactForm ADV
← T••• R•••••• L•••••Advisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← J••• C••••• M•••••

Dated events

Occurred
Aug 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 3, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:324bca8e-60de-f159-f140-bc567511ff39
First observed: Feb 3, 2020
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.