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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

EUGENE MORRIS Jr

Advisor at SOFI WEALTH LLC

SAN FRANCISCO, CA | Jacksonville, FL

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Search this name across graphsid dfx:ria:a5b7c435-5534-5f17-9e2d-57686820d54c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 15, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOFI WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 9, 2010
First registration: Jul 15, 2010
Dual registered: yes, broker-dealer
Other names: EUGENE MORRIS|EUGENE L MORRIS|Eugene Lee Morris|EUGENE MORRIS
IAPD individual key: 5771796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOFI WEALTH LLC	Bd affiliated wealth	Apr 24, 2024	n/a	yes	Jacksonville, FL\|SAN FRANCISCO, CA	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 16, 2023	Jan 3, 2024	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|Jacksonville, FL\|FERNANDINA BEACH, FL\|JACKSONVILLE, FL\|AMELIA ISLAND, FL	Previous registration
DAVIS CAPITAL MANAGEMENT	Independent wealth	Jan 10, 2022	Aug 29, 2023	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 4, 2018	Dec 21, 2021	no	JACKSONVILLE, FL	Previous registration
BDO WEALTH ADVISORS, LLC	Former SEC adviser	Apr 6, 2017	May 4, 2018	no	JACKSONVILLE, FL	Previous registration
LBA WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 8, 2016	May 19, 2017	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 15, 2010	May 31, 2016	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|PENNINGTON, NJ\|JACKSONVILLE, FL\|NEW YORK, NY\|JACKSONVILLE, FL\|NEW YORK, NY\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	SOFI WEALTH LLC	Jan 3, 2024	Apr 24, 2024	112	Firm change	Ibd to ibd
DAVIS CAPITAL MANAGEMENT	PNC WEALTH MANAGEMENT	Aug 29, 2023	Nov 16, 2023	79	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	DAVIS CAPITAL MANAGEMENT	Dec 21, 2021	Jan 10, 2022	20	Firm change	Wirehouse to RIA
BDO WEALTH ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 4, 2018	May 4, 2018	0	Firm change	Other
LBA WEALTH MANAGEMENT, LLC	BDO WEALTH ADVISORS, LLC	May 19, 2017	Apr 6, 2017	-43	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LBA WEALTH MANAGEMENT, LLC	May 31, 2016	Dec 8, 2016	191	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113309:222525:FL:2017-05-19	May 19, 2017	Apr 6, 2017	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (6)

→ SOFI WEALTH LLCRegistered adviserregistration: current employment
Apr 24, 2024 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 16, 2023 to Jan 3, 2024factForm ADV
→ DAVIS CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jan 10, 2022 to Aug 29, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 4, 2018 to Dec 21, 2021factForm ADV
→ BDO WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 6, 2017 to May 4, 2018factForm ADV
→ LBA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 8, 2016 to May 19, 2017factForm ADV

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
Eugene Morris Jr left Pnc Wealth Management for Sofi Wealth Llc (registered 2024-04-24)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2023
Advisor changed firm
Eugene Morris Jr left Davis Capital Management for Pnc Wealth Management (registered 2023-11-16)
Form ADVobserved 6 days ago