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RIA / WealthAdvisor30 years in industry

MATTHEW SEAN KIMBERLEY

Advisor at DES MOINES INVESTMENTS, LLC

Urbandale, IA

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Search this name across graphsid dfx:ria:324bd2af-2b5b-a649-581a-336c65d555b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DES MOINES INVESTMENTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Jan 19, 1996
First registration: Apr 1, 1999
Dual registered: no
Other names: SEAN KIMBERLEY
IAPD individual key: 2701092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DES MOINES INVESTMENTS, LLC	Independent wealth	Dec 17, 2021	n/a	yes	Urbandale, IA	Current employment
DES MOINES WEALTH MANAGEMENT LLC	n/a	Nov 22, 2021	Dec 31, 2023	no	URBANDALE, IA	Previous registration
DES MOINES INVESTMENTS, LLC	Independent wealth	Aug 24, 2020	Nov 4, 2021	no	DES MOINES, IA\|Urbandale, IA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 1, 1999	Apr 9, 2002	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DES MOINES WEALTH MANAGEMENT LLC	DES MOINES INVESTMENTS, LLC	Dec 31, 2023	Dec 17, 2021	-744	Firm change after gap	Other
DES MOINES INVESTMENTS, LLC	DES MOINES WEALTH MANAGEMENT LLC	Nov 4, 2021	Nov 22, 2021	18	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	DES MOINES INVESTMENTS, LLC	Apr 9, 2002	Aug 24, 2020	6,712	Firm change after gap	Ibd to RIA

Relationships

Registered with (3)

→ DES MOINES INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 24, 2020 to Nov 4, 2021factForm ADV
→ DES MOINES WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 22, 2021 to Dec 31, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 1, 1999 to Apr 9, 2002factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Matthew Sean Kimberley left Des Moines Wealth Management Llc for Des Moines Investments, Llc (registered 2021-12-17)
Form ADVobserved 4 days ago