This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MONTEREY WEALTH

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 23, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S65|S63

First exam

Apr 23, 1987

First registration

May 15, 2012

Dual registered

no

Other names

RICK HOLLAND

IAPD individual key

1624264

• Occurred

  Mar 4, 2026
  Advisor changed firm

  Richard Lewis Holland left Wealthspire Retirement Advisory for Monterey Wealth (registered 2026-05-01)

  Form ADVobserved 6 days ago
• Occurred

  Mar 31, 2022
  Advisor changed firm

  Richard Lewis Holland left Afs Advisors, Llc for Wealthspire Retirement Advisory (registered 2021-12-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:324cac9b-135d-31b5-5086-253e1bd1dde2

First observed

May 15, 2012

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.