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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

MONTEREY WEALTH

MONTEREY WEALTH PARTNERS LLC, CRD 172577

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:920ab4c7-8dc2-07f8-4ead-1be66fa58da9

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 1
Observed: Apr 1, 2020 to Aug 28, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Monterey Wealth

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.43 fund_share=0.0 institutional_share=0.57 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $300MItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $138M
Private client RAUM: $129MderivedItem 5.D individuals plus high net worth individuals
Private client share: 43%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $75.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 340
Individual clients: 87
High net worth clients: 34
Custody, client assets: $18.3M
SEC number: 801-118647
CRD: 172577
Filings on the tape: 18
First filed: Apr 1, 2020
Latest filed: Aug 28, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAY WILLIAM COHEN	Certified Financial Planner	ATLANTA, GA	6	24	3	no
DAVID E DUNCAN	Certified Financial Planner	ATLANTA, GA	6	14	1	no
TYLER SCOTT HENDERSON	Certified Financial Planner	ATLANTA, GA \| MOSCOW, OH	3	18	2	no
RICHARD LEWIS HOLLAND	n/a	ATLANTA, GA	0	39	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, JAY, WILLIAM	Owner	E	yes	12/2022	Apr 1, 2020	Oct 14, 2024
COHEN, JAY, WILLIAM	President	Na	yes	05/2020	Apr 1, 2020	Oct 14, 2024
DUNCAN FINANCIAL PARTNERS, INC.	Owner	B	yes	12/2022	Feb 2, 2023	Oct 14, 2024
DUNCAN, DAVID, E	Owner	E	yes	12/2022	Feb 2, 2023	Oct 14, 2024
DUNCAN, DAVID, E	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Feb 2, 2023	Oct 14, 2024
MONTEREY FINANCIAL PARTNERS, INC.	Owner	E	yes	12/2022	Feb 2, 2023	Oct 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 26, 2026	$300M	$138M	3	3	1	n/a	n/a
2024	Feb 17, 2025	$238M	$109M	3	3	1	n/a	n/a
2023	Jan 16, 2024	$278M	$101M	3	3	1	n/a	n/a
2022	Feb 2, 2023	$234M	$77.2M	3	3	1	n/a	n/a
2021	Mar 14, 2022	$184M	$41.9M	2	2	0	n/a	n/a
2020	Mar 17, 2021	$204M	$36.6M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$238M	26.2%	$234M	8.7%	3	3	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	May 18, 2020	May 19, 2020	ATLANTA, GA	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (4)

← RICHARD LEWIS HOLLANDAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← TYLER SCOTT HENDERSONAdvisorregistration: current employment
Dec 16, 2022 to presentfactForm ADV
← JAY WILLIAM COHENAdvisorregistration: current employment
May 19, 2020 to presentfactForm ADV
← DAVID E DUNCANAdvisorregistration: current employment
May 19, 2020 to presentfactForm ADV

Controls (4)

← COHEN, JAY, WILLIAMOwnerOWNER, ownership code E, individual
Apr 1, 2020 to Oct 14, 2024factForm ADV
← DUNCAN, DAVID, EOwnerOWNER, ownership code E, individual
Feb 2, 2023 to Oct 14, 2024factForm ADV
← DUNCAN FINANCIAL PARTNERS, INC.OwnerOWNER, ownership code B, domestic entity
Feb 2, 2023 to Oct 14, 2024factForm ADV
← MONTEREY FINANCIAL PARTNERS, INC.OwnerOWNER, ownership code E, domestic entity
Feb 2, 2023 to Oct 14, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out
May 18, 2020 to May 19, 2020factForm ADV

Dated events

Occurred
Feb 2, 2023
Control person joined
E David Duncan (Chief Compliance Officer) appeared on Schedule A of Monterey Wealth
Form ADVobserved 4 days ago
Occurred
Apr 1, 2020
First Form ADV filing
Monterey Financial Partners, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:920ab4c7-8dc2-07f8-4ead-1be66fa58da9
First observed: Apr 1, 2020
Last observed: Aug 28, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTEREY WEALTH

MONTEREY WEALTH PARTNERS LLC, CRD 172577

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:920ab4c7-8dc2-07f8-4ead-1be66fa58da9

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAY WILLIAM COHEN

Certified Financial Planner

ATLANTA, GA

DAVID E DUNCAN

Certified Financial Planner

ATLANTA, GA

TYLER SCOTT HENDERSON

Certified Financial Planner

ATLANTA, GA | MOSCOW, OH

RICHARD LEWIS HOLLAND

n/a

ATLANTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, JAY, WILLIAM

Owner

yes

12/2022

Apr 1, 2020

Oct 14, 2024

COHEN, JAY, WILLIAM

President

yes

05/2020

Apr 1, 2020

Oct 14, 2024

DUNCAN FINANCIAL PARTNERS, INC.

Owner

yes

12/2022

Feb 2, 2023

Oct 14, 2024

DUNCAN, DAVID, E

Owner

yes

12/2022

Feb 2, 2023

Oct 14, 2024

DUNCAN, DAVID, E

CHIEF COMPLIANCE OFFICER

yes

01/2023

Feb 2, 2023

Oct 14, 2024

MONTEREY FINANCIAL PARTNERS, INC.

Owner

yes

12/2022

Feb 2, 2023

Oct 14, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 26, 2026

$300M

$138M

n/a

2024

Feb 17, 2025

$238M

$109M

n/a

2023

Jan 16, 2024

$278M

$101M

n/a

2022

Feb 2, 2023

$234M

$77.2M

n/a

2021

Mar 14, 2022

$184M

$41.9M

n/a

2020

Mar 17, 2021

$204M

$36.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$300M

$238M

26.2%

$234M

8.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

May 18, 2020

May 19, 2020

ATLANTA, GA

Team lift out

Ibd to new firm

0.0%