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J••••• K•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J••••• K•••••• T•••••••

Advisor at L••••• W••••• M•••••••••

WAUKESHA, WI

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Search this name across graphsid dfx:ria:325c4556-298c-46d2-c0a8-3d983464e1d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M•••••••••	State registered	Oct 10, 2025	n/a	yes	WAUKESHA, WI	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 6, 2025	Oct 15, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	L••••• W••••• M•••••••••	Oct 15, 2025	Oct 10, 2025	-5	Firm change	RIA to state RIA
S•••••••• W••••• P•••••••	N••••••••• A•••• M••••••••• L••	May 6, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174052:282241:IL:2024-05-06	May 6, 2024	May 3, 2024	DEERFIELD, IL	Firm change

Relationships

Registered with (4)

→ L••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2025 to Oct 15, 2025factForm ADV
→ S•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jul 26, 2019 to May 6, 2024factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Oct 15, 2025
Advisor changed firm
J••••• K•••••• T••••••• left N••••••••• A•••• M••••••••• L•• for L••••• W••••• M••••••••• (registered 2025-10-10)
Form ADVobserved 7 days ago
Occurred
May 6, 2024
Advisor changed firm
J••••• K•••••• T••••••• left S•••••••• W••••• P••••••• for N••••••••• A•••• M••••••••• L•• (registered 2024-05-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:325c4556-298c-46d2-c0a8-3d983464e1d9
First observed: Mar 17, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.