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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Chicago, IL | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 14, 2022 | n/a | yes | DOWNERS GROVE, IL|Chicago, IL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 26, 2017 | Apr 30, 2022 | no | CHICAGO, IL | Previous registration |
| FORESTERS EQUITY SERVICES, INC. | Former SEC adviser | Mar 28, 2016 | Oct 31, 2017 | no | CHICAGO, IL|OAK LAWN, IL | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Oct 10, 2014 | Mar 24, 2016 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| Spc | Bd affiliated wealth | Sep 16, 2011 | Oct 3, 2014 | no | CHICAGO, IL|ANN ARBOR, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 5, 2008 | Sep 19, 2011 | no | DOWNERS GROVE, IL|CHICAGO, IL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 5, 2005 | Dec 9, 2008 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| PRIVATE VISTA, LLC | Former SEC adviser | Feb 3, 2000 | Oct 10, 2005 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Apr 30, 2022 | Jun 14, 2022 | 45 | Firm change | Wirehouse to ibd |
| FORESTERS EQUITY SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Oct 31, 2017 | Oct 26, 2017 | -5 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | FORESTERS EQUITY SERVICES, INC. | Mar 24, 2016 | Mar 28, 2016 | 4 | Firm change | Other |
| Spc | VALIC FINANCIAL ADVISORS, INC. | Oct 3, 2014 | Oct 10, 2014 | 7 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | Spc | Sep 19, 2011 | Sep 16, 2011 | -3 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 9, 2008 | Dec 5, 2008 | -4 | Firm change | Other |
| PRIVATE VISTA, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 10, 2005 | Jan 5, 2005 | -278 | Firm change after gap | Other |