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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Fresno, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 11, 2017 | n/a | yes | Fresno, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 20, 2010 | May 9, 2017 | no | SAN LEANDRO, CA|FRESNO, CA|FRESNO, CA|VISALIA, CA|FRESNO, CA|VISALIA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 25, 2010 | no | FRESNO, CA|FRESNO, CA|FRESNO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 28, 2004 | Oct 23, 2009 | no | FRESNO, CA|FRESNO, CA|FRESNO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 15, 2001 | May 7, 2004 | no | FRESNO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 9, 2017 | May 11, 2017 | 2 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 25, 2010 | May 20, 2010 | -5 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | May 7, 2004 | Apr 28, 2004 | -9 | Firm change | Other |