DFX Intelligence

S•••••• A•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

S•••••• A•••• C•••••••••

Advisor at B•••••••• A•••• M••••••••• L••

RENO, NV | Fernandina Beach, FL

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Search this name across graphsid dfx:ria:327abe8a-2aac-4220-af2f-021ad662d887

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Aug 21, 2026	n/a	yes	Fernandina Beach, FL\|RENO, NV	Current employment
S•••• F••••••••	Independent wealth	Feb 4, 2022	Sep 3, 2026	no	HORSHAM, PA\|Fernandina Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• F••••••••	B•••••••• A•••• M••••••••• L••	Sep 3, 2026	Aug 21, 2026	-13	Firm change	RIA to RIA
K••••• P•••••••• L••	S•••• F••••••••	Dec 31, 2011	Feb 4, 2022

Relationships

Registered with (3)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ S•••• F••••••••Registered adviserregistration: previous registration
Feb 4, 2022 to Sep 3, 2026factForm ADV
→ K••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 20, 2005 to Dec 31, 2011factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:327abe8a-2aac-4220-af2f-021ad662d887
First observed: Jul 20, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.