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S•••• WEALTH ADVISORY, LLC, CRD 289325
HORSHAM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••••• H••••• S•••• | n/a | HORSHAM, PA | 8 | 33 | 1 | yes |
| E••••• V•••• R••••••••• | n/a | HORSHAM, PA | 8 | 23 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• S••••••• A•••• | CHIEF INVESTMENT OFFICER | Na | yes | 10/2024 | Nov 12, 2024 | Nov 12, 2024 |
| P••••••••• K••••• L••••••• | DIRECTOR, S•••• WEALTH ADVISORY AND CHIEF COMPLIANCE OFFICER | Na | yes | 10/2024 | Nov 12, 2024 | Nov 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•••• A••••••••• • T••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Jupiter | FL | United States | 1 | no |
| ST PETERSBURG | FL | United States | 1 | no |
| BASKING RIDGE | Nj | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Tampa | FL | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 16.7% | 0 | 1 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $502M | $392M | 28.1% | $255M | 25.4% | 8 | 8 | 7 | 6 |
| yes |
| T•••• D••••• M•••• | n/a | HORSHAM, PA | 7 | 13 | n/a | yes |
| K•••• L••••••• P•••••••• | n/a | ST. PETERSBURG, FL | 2 | 29 | 5 | yes |
| K•••••••• C••••••••• M••••••• | Certified Financial Planner|Chartered Financial Consultant | HORSHAM, PA | ASHEVILLE, NC | 0 | 22 | 3 | yes |
| Z••• J••• H••••••••• | n/a | HORSHAM, PA | ST. PETERSBURG, FL | 0 | 12 | n/a | yes |
| S•••• F•••••••• G••••• L•• |
| Member |
| E |
| yes |
| 01/2020 |
| Jan 31, 2020 |
| Nov 12, 2024 |
| S••••• M••••••• H••••• | MANAGING MEMBER | E | yes | 01/2020 | Aug 30, 2017 | Nov 12, 2024 |
| S••••• M••••••• H••••• | FOUNDER, MANAGING MEMBER | Na | yes | 01/1993 | Aug 30, 2017 | Nov 12, 2024 |
| no |
| Philadelphia | Pa | United States | 0 | no |
| $502M |
| $295M |
| 9 |
| 6 |
| 7 |
| n/a |
| n/a |
| 2024 | Mar 18, 2025 | $392M | $205M | 8 | 5 | 6 | n/a | n/a |
| 2023 | Mar 28, 2024 | $305M | $170M | 8 | 6 | 6 | n/a | n/a |
| 2022 | Mar 30, 2023 | $255M | $141M | 7 | 6 | 4 | n/a | n/a |
| 2021 | Mar 30, 2022 | $147M | $146M | 9 | 7 | 2 | n/a | n/a |
| 2020 | Mar 25, 2021 | $132M | $132M | 7 | 5 | 2 | n/a | n/a |
| 2019 | Mar 28, 2020 | $146M | $146M | 9 | 7 | 2 | n/a | n/a |
| 2018 | Mar 26, 2019 | $147M | $147M | 8 | 6 | 2 | n/a | n/a |
| 2017 | Mar 27, 2018 | $145M | $145M | 6 | 4 | 0 | n/a | n/a |