DFX Intelligence

D•••• E•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D•••• E•••• A•••••

Advisor at A••••• L••• A•••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:3282d789-8526-adac-a043-f68bbd044779

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• E•••• A•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

D•••• E•••• A•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• L••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• L••• A•••••••• L••	Independent wealth	Feb 24, 2015	n/a	yes	HOUSTON, TX	Current employment
C••••• S••••• S••••••••• •••• L••	Former SEC adviser	Dec 6, 2010	Nov 25, 2014	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	A••••• L••• A•••••••• L••	Nov 25, 2014	Feb 24, 2015	91	Firm change	Other

Relationships

Registered with (2)

→ A••••• L••• A•••••••• L••Registered adviserregistration: current employment
Feb 24, 2015 to presentfactForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Dec 6, 2010 to Nov 25, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3282d789-8526-adac-a043-f68bbd044779
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.