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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ANDREW DOUGLASS MULLINS

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

TALLAHASSEE, FL

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Search this name across graphsid dfx:ria:3296d2f4-7d5d-7a6f-6f17-7f96c24bdde3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 16, 2001
First registration: Sep 15, 2003
Dual registered: yes, broker-dealer
Other names: ANDY MULLINS|ANDREW DOUGLASS MULLINS|ANDREW D MULLINS
IAPD individual key: 4423237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 23, 2011	n/a	yes	TALLAHASSEE, FL	Current employment
LANARK FINANCIAL, INC.	Bd affiliated wealth	Apr 14, 2009	Nov 19, 2010	no	TALLAHASSEE, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 2, 2008	Mar 26, 2009	no	TALLAHASSEE, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 15, 2003	Feb 25, 2005	no	TALLAHASSEE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LANARK FINANCIAL, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 19, 2010	Mar 23, 2011	124	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LANARK FINANCIAL, INC.	Mar 26, 2009	Apr 14, 2009	19	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Feb 25, 2005	Dec 2, 2008	1,376	Firm change after gap	Other

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Mar 23, 2011 to presentfactForm ADV
→ LANARK FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 14, 2009 to Nov 19, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2008 to Mar 26, 2009factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 15, 2003 to Feb 25, 2005factForm ADV

Dated events

No dated event names this entity yet.