RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• D••••••• M••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Mar 23, 2011 · Tallahassee, Fl
- L••••• F••••••••• I••• BD affiliatedApr 14, 2009 to Nov 19, 2010 · Tallahassee, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 2, 2008 to Mar 26, 2009 · Tallahassee, Fl
- C•••••••• F•••••••• G•••• A••••••• formerSep 15, 2003 to Feb 25, 2005 · Tallahassee, Fl
- L••••• F••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Nov 19, 2010, registered Mar 23, 2011 (124 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L••••• F••••••••• I•••left Mar 26, 2009, registered Apr 14, 2009 (19 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Feb 25, 2005, registered Dec 2, 2008 (1376 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address