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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)35 years in industry

PATRICIA ANN CHEVALIER

Advisor at LPL ENTERPRISE, LLC

BRADENTON, FL

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Search this name across graphsid dfx:ria:329b6c63-eb9d-e611-b5a4-d77361aaf8e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Oct 17, 1990
First registration: May 11, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2088425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 18, 2024	n/a	yes	BRADENTON, FL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Mar 27, 2020	Nov 12, 2024	no	SARASOTA, FL\|Sarasota, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 3, 2017	Dec 31, 2019	no	SCHAUMBURG, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	May 8, 2017	no	Buffalo Grove, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 11, 2000	Mar 25, 2017	no	ARLINGTON HEIGHTS, IL\|ARLINGTON HEIGHTS, IL\|BUFFALO GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 12, 2024	Nov 18, 2024	6	Bulk transfer	Ibd to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	PRUCO SECURITIES, LLC	Dec 31, 2019	Mar 27, 2020	87	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 8, 2017	May 3, 2017	-5	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 27, 2020 to Nov 12, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 3, 2017 to Dec 31, 2019factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to May 8, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 11, 2000 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.