DFX Intelligence

L•••• D••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner27 years in industry

L•••• D••••• N••••••

Advisor at N•••••• W••••• M•••••••••

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:329b91ee-6a3a-eab3-2721-634ac2b7517b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• W••••• M•••••••••	Independent wealth	Jul 9, 2018	n/a	yes	ALPHARETTA, GA	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	May 15, 2014	Jul 2, 2018	no	ATLANTA, GA\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	N•••••• W••••• M•••••••••	Jul 2, 2018	Jul 9, 2018	7	Firm change	RIA to RIA
F•• S••••••••• C•••••••••	M••••••• F•••••••• G••••• I•••	Apr 2, 2014	May 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:297125:MD:2018-07-02	Jul 2, 2018	Jul 9, 2018	ROCKVILLE, MD	Firm change

Relationships

Registered with (3)

→ N•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 9, 2018 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
May 15, 2014 to Jul 2, 2018factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 22, 2008 to Apr 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:329b91ee-6a3a-eab3-2721-634ac2b7517b
First observed: Jan 22, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.