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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

HEATHER M WINSLOW

Advisor at UBS FINANCIAL SERVICES INC.

OKLAHOMA CITY, OK | Oklahoma City, OK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 28, 2000
First registration: Aug 30, 2004
Dual registered: yes, broker-dealer
Other names: Heather Michelle Winslow|HEATHER M PECK|HEATHER M WINSLOW|HEATHER M PECK
IAPD individual key: 3019788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	May 5, 2022	n/a	yes	Oklahoma City, OK\|OKLAHOMA CITY, OK	Current employment
MORGAN STANLEY	Wirehouse	Oct 20, 2020	May 2, 2022	no	Oklahoma City, OK	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 23, 2007	Jan 23, 2020	no	OKLAHOMA CITY, OK	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 30, 2004	May 3, 2007	no	EDMOND, OK\|OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	May 2, 2022	May 5, 2022	3	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Jan 23, 2020	Oct 20, 2020	271	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	May 3, 2007	Apr 23, 2007	-10	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 30, 2004 to May 3, 2007factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 20, 2020 to May 2, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 23, 2007 to Jan 23, 2020factForm ADV

Dated events

Occurred
May 2, 2022
Advisor changed firm
Heather M Winslow left Morgan Stanley for Ubs Financial Services Inc. (registered 2022-05-05)
Form ADVobserved 5 days ago