RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• M• W••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 5, 2022 · Oklahoma City, Ok
- M••••• S•••••• wirehouseOct 20, 2020 to May 2, 2022 · Oklahoma City, Ok
- W•••• F•••• A••••••• wirehouseApr 23, 2007 to Jan 23, 2020 · Oklahoma City, Ok
- U•• F•••••••• S••••••• I••• wirehouseAug 30, 2004 to May 3, 2007 · Edmond, Ok
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left May 2, 2022, registered May 5, 2022 (3 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jan 23, 2020, registered Oct 20, 2020 (271 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 3, 2007, registered Apr 23, 2007 (-10 days) · Wirehouse to wirehouse
- H•••••• M• W•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2022-05-05)May 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address