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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
FAIRFIELD, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 10, 2022 | n/a | yes | FAIRFIELD, IA | Current employment |
| FROST INVESTMENT ADVISORS, LLC | Asset manager | Sep 1, 2020 | Dec 9, 2021 | no | SAN ANTONIO, TX | Previous registration |
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 5, 2019 | Mar 2, 2020 | no | SAN ANTONIO, TX | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 22, 2016 | Jul 18, 2019 | no | ST. LOUIS, MO | Previous registration |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Jul 15, 2015 | Apr 21, 2016 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FROST INVESTMENT ADVISORS, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 9, 2021 | Nov 10, 2022 | 336 | Firm change | Other |
| CAPITAL CLIENT GROUP, INC. | FROST INVESTMENT ADVISORS, LLC | Mar 2, 2020 | Sep 1, 2020 | 183 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | CAPITAL CLIENT GROUP, INC. | Jul 18, 2019 | Aug 5, 2019 | 18 | Firm change | Other |
| STIFEL INDEPENDENT ADVISORS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Apr 21, 2016 | Apr 22, 2016 | 1 | Firm change | Other |