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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

FROST INVESTMENT ADVISORS, LLC

CRD 146148

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:212c232e-aada-07b0-f560-228d27e8a2b3

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 58
Dated events: 15
On other graphs: 0
Observed: Mar 2, 2012 to Mar 24, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.92 institutional_share=0.07 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $5.4BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 27
RAUM per advisor: $199Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 31
Advisory employees: 31
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
Individual clients: 0
High net worth clients: 0
SEC number: 801-68724
CIK: 1440916
CRD: 146148
Filings on the tape: 35
First filed: Mar 2, 2012
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 27

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFERY A ELSWICK	n/a	SAN ANTONIO, TX	18	20	n/a	no
TIMOTHY PAUL ALTREE	n/a	SAN ANTONIO, TX	17	28	1	no
WILLIAM JOHN LUTZ	Chartered Financial Analyst	SAN ANTONIO, TX	17	26	n/a	no
JUSTIN J HOPKINS	n/a	SAN ANTONIO, TX	16	18	n/a	no
MARKIE STARK ATKISSION	n/a	SAN ANTONIO, TX	16	18	n/a	no
ROBERT DEAN PFEIFER	n/a	SAN ANTONIO, TX	16	27	2	no
TIMOTHY LEE TUCKER	n/a	SAN ANTONIO, TX	15	15	n/a	no
FLORENCE ELIZABETH VARGAS	n/a	SAN ANTONIO, TX	14	33	1	no
THOMAS A BERGERON	Chartered Financial Analyst	SAN ANTONIO, TX	12	12	n/a	no
CHRISTOPHER MICHAEL COOK	Chartered Financial Analyst	SAN ANTONIO, TX	12	26	1	no
ALEXANDER P STEWART	n/a	SAN ANTONIO, TX	11	11	n/a	no
JONATHAN MCKAY WAITE	Chartered Financial Analyst	SAN ANTONIO, TX	9	25	1	no
OLIVIER PATRICE DARDANT	Chartered Financial Analyst	SAN ANTONIO, TX	9	11	n/a	no
AUSTIN MOLLOY HAWORTH	n/a	SAN ANTONIO, TX	8	11	n/a	yes
RYAN MICHAEL STRUSKI	n/a	SAN ANTONIO, TX	8	13	1	no
ALAN ROBERT ADELMAN	n/a	SAN ANTONIO, TX	7	39	n/a	no
Daniel Pavia	n/a	SAN ANTONIO, TX	6	12	n/a	no
MACE MARLIN MCCAIN	n/a	SAN ANTONIO, TX	5	33	1	no
Benjamin Russell Warlow	n/a	SAN ANTONIO, TX	4	11	n/a	no
ANDREW D SIMMS	n/a	SAN ANTONIO, TX	4	13	n/a	no
Duane Michael Pettis	n/a	SAN ANTONIO, TX	4	14	n/a	no
David Puente	n/a	SAN ANTONIO, TX	4	10	n/a	no
ROCHELLE NICOLE HETRICK	n/a	SAN ANTONIO, TX	3	11	n/a	yes
CHARLES ROBERT ROSS	n/a	SAN ANTONIO, TX	2	13	n/a	no
ALEXANDER JOHN ROKOWSKI	Chartered Financial Analyst	SAN ANTONIO, TX	2	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADELMAN, ALAN, ROBERT	SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER	Na	yes	01/2019	Oct 2, 2019	Oct 8, 2024
ALTREE, TIMOTHY, PAUL	MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION	Na	yes	11/2008	Mar 2, 2012	Oct 8, 2024
BENSON, MICHAEL, DEAN	Manager	Na	yes	01/2017	Mar 24, 2017	Oct 8, 2024
CULLEN/FROST BANKERS, INC.	PARENT CORPORATION	E	yes	06/2013	Mar 2, 2012	Oct 8, 2024
ELSWICK, JEFFERY, A	MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO	Na	yes	02/2008	Mar 2, 2012	Oct 8, 2024
FROST BANK	PARENT CORPORATION / MANAGING MEMBER	E	yes	12/2007	Jul 17, 2012	Oct 8, 2024
HOPKINS, JUSTIN, J	NATIONAL SALES MANAGER	Na	yes	05/2023	Jun 5, 2023	Oct 8, 2024
LUTZ, WILLIAM, JOHN	DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST	Na	yes	05/2023	Jun 5, 2023	Oct 8, 2024
MCCAIN, MACE, MARLIN	PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO	Na	yes	02/2021	Mar 2, 2012	Oct 8, 2024
MILICH, MICHAEL, WAYNE	Manager	Na	yes	04/2016	Mar 24, 2017	Oct 8, 2024
PFEIFER, ROBERT, DEAN	Secretary	Na	yes	08/2021	Mar 2, 2012	Oct 8, 2024
Rhodes, Coolidge, Elmo	Manager	Na	yes	10/2021	Dec 17, 2021	Oct 8, 2024
Severyn, Carol, Jean	Manager	Na	yes	02/2021	Mar 2, 2021	Oct 8, 2024
WILSON, KENNETH	Manager	Na	yes	01/2024	Mar 28, 2024	Oct 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FROST INVESTMENT SERVICES, LLC	n/a	Bd affiliated wealth	$3.7B	N	yes	n/a
FROST BANK	n/a	n/a	n/a	Y	no	TX
FROST BROKERAGE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
FROST INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$5.4B	$5.4B	31	31	0	n/a	n/a
2024	Mar 28, 2025	$5.1B	$5.1B	31	30	0	n/a	n/a
2023	Mar 28, 2024	$4.2B	$4.2B	30	29	0	n/a	n/a
2022	Mar 28, 2023	$3.9B	$3.9B	30	28	0	n/a	n/a
2021	Mar 21, 2022	$5.0B	$5.0B	34	27	0	n/a	n/a
2020	Mar 2, 2021	$4.9B	$4.9B	37	29	0	n/a	n/a
2019	Mar 27, 2020	$5.3B	$5.3B	38	27	0	n/a	n/a
2018	Mar 26, 2019	$4.3B	$4.3B	42	27	0	n/a	n/a
2017	Mar 30, 2018	$3.7B	$3.7B	41	26	0	n/a	n/a
2016	Mar 24, 2017	$3.5B	$3.5B	39	23	n/a	n/a	n/a
2015	Mar 30, 2016	$11B	$9.7B	61	45	n/a	n/a	n/a
2014	Mar 24, 2015	$10B	$9.2B	58	41	n/a	n/a	n/a
2013	Mar 24, 2014	$10.0B	$8.7B	54	39	n/a	n/a	n/a
2012	Mar 28, 2013	$8.9B	$8.0B	53	37	n/a	n/a	n/a
2011	Mar 2, 2012	$8.0B	$7.0B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$5.1B	5.5%	$3.9B	11.1%	31	31	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FROST INVESTMENT SERVICES	2	Dec 31, 2016	Mar 22, 2019	SAN ANTONIO, TX	Team lift out	Other	10.0%

Relationships

Affiliated with (2)

→ FROST INVESTMENT SERVICESRegistered adviserother investment adviser, common control
factForm ADV
← FROST INVESTMENT SERVICESRegistered adviserother investment adviser, common control
factForm ADV

Registered with (40)

← Kyla Anne BurkeAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← BRANDON MICHAEL SMITHAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← ALEXANDER JOHN ROKOWSKIAdvisorregistration: current employment
Feb 27, 2024 to presentfactForm ADV
← CHARLES ROBERT ROSSAdvisorregistration: current employment
Oct 6, 2023 to presentfactForm ADV
← ROCHELLE NICOLE HETRICKAdvisorregistration: current employment
Feb 6, 2023 to presentfactForm ADV
← David PuenteAdvisorregistration: current employment
Apr 4, 2022 to presentfactForm ADV
← Duane Michael PettisAdvisorregistration: current employment
Mar 31, 2022 to presentfactForm ADV
← ANDREW D SIMMSAdvisorregistration: current employment
Dec 21, 2021 to presentfactForm ADV
← Benjamin Russell WarlowAdvisorregistration: current employment
Sep 22, 2021 to presentfactForm ADV
← MACE MARLIN MCCAINAdvisorregistration: previous registration
Nov 26, 2009 to Dec 31, 2016factForm ADV
← Daniel PaviaAdvisorregistration: current employment
Oct 1, 2019 to presentfactForm ADV
← ALAN ROBERT ADELMANAdvisorregistration: current employment
Jul 30, 2019 to presentfactForm ADV
← RYAN MICHAEL STRUSKIAdvisorregistration: current employment
Feb 20, 2018 to presentfactForm ADV
← AUSTIN MOLLOY HAWORTHAdvisorregistration: current employment
Oct 5, 2017 to presentfactForm ADV
← OLIVIER PATRICE DARDANTAdvisorregistration: current employment
Aug 14, 2017 to presentfactForm ADV
← JONATHAN MCKAY WAITEAdvisorregistration: current employment
Mar 9, 2017 to presentfactForm ADV
← ALEXANDER P STEWARTAdvisorregistration: current employment
Jul 20, 2015 to presentfactForm ADV
← CHRISTOPHER MICHAEL COOKAdvisorregistration: current employment
May 27, 2014 to presentfactForm ADV
← THOMAS A BERGERONAdvisorregistration: current employment
May 19, 2014 to presentfactForm ADV
← FLORENCE ELIZABETH VARGASAdvisorregistration: current employment
May 30, 2012 to presentfactForm ADV
← TIMOTHY LEE TUCKERAdvisorregistration: current employment
Jun 7, 2011 to presentfactForm ADV
← ROBERT DEAN PFEIFERAdvisorregistration: current employment
Sep 9, 2010 to presentfactForm ADV
← MARKIE STARK ATKISSIONAdvisorregistration: current employment
Dec 2, 2009 to presentfactForm ADV
← JUSTIN J HOPKINSAdvisorregistration: current employment
Nov 13, 2009 to presentfactForm ADV
← WILLIAM JOHN LUTZAdvisorregistration: current employment
Aug 21, 2009 to presentfactForm ADV
← TIMOTHY PAUL ALTREEAdvisorregistration: current employment
Jan 15, 2009 to presentfactForm ADV
← JEFFERY A ELSWICKAdvisorregistration: current employment
Jun 2, 2008 to presentfactForm ADV
← Daniel Enrique OrtegaAdvisorregistration: previous registration
Jul 29, 2013 to Apr 7, 2025factForm ADV
← TYLER JAMES MILLERAdvisorregistration: previous registration
Sep 1, 2020 to Dec 9, 2021factForm ADV
← Eric Michael GallardoAdvisorregistration: previous registration
Jun 27, 2017 to Aug 23, 2021factForm ADV
and 10 more

Controls (14)

← ADELMAN, ALAN, ROBERTOwnerSENIOR RESEARCH ANALYST / SENIOR FUND MANAGER, ownership code NA, individual
Oct 2, 2019 to Oct 8, 2024factForm ADV
← WILSON, KENNETHOwnerMANAGER, ownership code NA, individual
Mar 28, 2024 to Oct 8, 2024factForm ADV
← MCCAIN, MACE, MARLINOwnerPRESIDENT / MANAGER / MANAGING DIRECTOR/CIO, ownership code NA, individual
Mar 2, 2012 to Oct 8, 2024factForm ADV
← ALTREE, TIMOTHY, PAULOwnerMANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION, ownership code NA, individual
Mar 2, 2012 to Oct 8, 2024factForm ADV
← PFEIFER, ROBERT, DEANOwnerSECRETARY, ownership code NA, individual
Mar 2, 2012 to Oct 8, 2024factForm ADV
← MILICH, MICHAEL, WAYNEOwnerMANAGER, ownership code NA, individual
Mar 24, 2017 to Oct 8, 2024factForm ADV
← LUTZ, WILLIAM, JOHNOwnerDIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST, ownership code NA, individual
Jun 5, 2023 to Oct 8, 2024factForm ADV
← HOPKINS, JUSTIN, JOwnerNATIONAL SALES MANAGER, ownership code NA, individual
Jun 5, 2023 to Oct 8, 2024factForm ADV
← ELSWICK, JEFFERY, AOwnerMANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO, ownership code NA, individual
Mar 2, 2012 to Oct 8, 2024factForm ADV
← BENSON, MICHAEL, DEANOwnerMANAGER, ownership code NA, individual
Mar 24, 2017 to Oct 8, 2024factForm ADV
← Severyn, Carol, JeanOwnerMANAGER, ownership code NA, individual
Mar 2, 2021 to Oct 8, 2024factForm ADV
← Rhodes, Coolidge, ElmoOwnerMANAGER, ownership code NA, individual
Dec 17, 2021 to Oct 8, 2024factForm ADV
← CULLEN/FROST BANKERS, INC.OwnerPARENT CORPORATION, ownership code E, domestic entity
Mar 2, 2012 to Oct 8, 2024factForm ADV
← FROST BANKOwnerPARENT CORPORATION / MANAGING MEMBER, ownership code E, domestic entity
Jul 17, 2012 to Oct 8, 2024factForm ADV

Moved with (1)

→ FROST INVESTMENT SERVICESRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to Mar 22, 2019factForm ADV

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
Daniel Enrique Ortega left Frost Investment Advisors, Llc for Victory Capital Management Inc. (registered 2025-05-29)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Bridge Patrick Frost (Manager) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2023-06-05, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person joined
Kenneth Wilson (Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jun 5, 2023
Control person joined
John William Lutz (Director Of Equities / Senior Fund Manager / Senior Research Analyst) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jun 5, 2023
Control person joined
J Justin Hopkins (National Sales Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Control person left
Garcia Margaret Velasquez (Sales Support Manager) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2022-03-21, absent 2023-03-28)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2021
Control person joined
Elmo Coolidge Rhodes (Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jul 21, 2021
Control person left
Lucian James Waters (Manager) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2021-03-02, absent 2021-07-21)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2021
Control person left
Lynn Tom Stringfellow (President / Cio / Manager / Managing Director) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2020-06-18, absent 2021-03-02)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2021
Control person joined
Jean Carol Severyn (Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 2, 2021
Control person joined
Marlin Mace Mccain (President / Manager / Managing Director) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Oct 2, 2019
Control person left
Michael Vance Arnold (Managing Director / Institutional Sales) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2019-06-24, absent 2019-10-02)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2019
Control person left
Wayne Harold Clemons (Managing Director / National Sales Manager) no longer on Schedule A of Frost Investment Advisors, Llc (listed 2019-06-24, absent 2019-10-02)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2019
Control person joined
Robert Alan Adelman (Senior Research Analyst / Senior Fund Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Oct 2, 2019
Control person joined
Garcia Margaret Velasquez (Sales Support Manager) appeared on Schedule A of Frost Investment Advisors, Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:212c232e-aada-07b0-f560-228d27e8a2b3
First observed: Mar 2, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FROST INVESTMENT ADVISORS, LLC

CRD 146148

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:212c232e-aada-07b0-f560-228d27e8a2b3

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFERY A ELSWICK

n/a

SAN ANTONIO, TX

n/a

TIMOTHY PAUL ALTREE

n/a

SAN ANTONIO, TX

WILLIAM JOHN LUTZ

Chartered Financial Analyst

SAN ANTONIO, TX

n/a

JUSTIN J HOPKINS

n/a

SAN ANTONIO, TX

n/a

MARKIE STARK ATKISSION

n/a

SAN ANTONIO, TX

n/a

ROBERT DEAN PFEIFER

n/a

SAN ANTONIO, TX

TIMOTHY LEE TUCKER

n/a

SAN ANTONIO, TX

n/a

FLORENCE ELIZABETH VARGAS

n/a

SAN ANTONIO, TX

THOMAS A BERGERON

Chartered Financial Analyst

SAN ANTONIO, TX

n/a

CHRISTOPHER MICHAEL COOK

Chartered Financial Analyst

SAN ANTONIO, TX

ALEXANDER P STEWART

n/a

SAN ANTONIO, TX

n/a

JONATHAN MCKAY WAITE

Chartered Financial Analyst

SAN ANTONIO, TX

OLIVIER PATRICE DARDANT

Chartered Financial Analyst

SAN ANTONIO, TX

n/a

AUSTIN MOLLOY HAWORTH

n/a

SAN ANTONIO, TX

n/a

yes

RYAN MICHAEL STRUSKI

n/a

SAN ANTONIO, TX

ALAN ROBERT ADELMAN

n/a

SAN ANTONIO, TX

n/a

Daniel Pavia

n/a

SAN ANTONIO, TX

n/a

MACE MARLIN MCCAIN

n/a

SAN ANTONIO, TX

Benjamin Russell Warlow

n/a

SAN ANTONIO, TX

n/a

ANDREW D SIMMS

n/a

SAN ANTONIO, TX

n/a

Duane Michael Pettis

n/a

SAN ANTONIO, TX

n/a

David Puente

n/a

SAN ANTONIO, TX

n/a

ROCHELLE NICOLE HETRICK

n/a

SAN ANTONIO, TX

n/a

yes

CHARLES ROBERT ROSS

n/a

SAN ANTONIO, TX

n/a

ALEXANDER JOHN ROKOWSKI

Chartered Financial Analyst

SAN ANTONIO, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADELMAN, ALAN, ROBERT

SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER

yes

01/2019

Oct 2, 2019

Oct 8, 2024

ALTREE, TIMOTHY, PAUL

MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION

yes

11/2008

Mar 2, 2012

Oct 8, 2024

BENSON, MICHAEL, DEAN

Manager

yes

01/2017

Mar 24, 2017

Oct 8, 2024

CULLEN/FROST BANKERS, INC.

PARENT CORPORATION

yes

06/2013

Mar 2, 2012

Oct 8, 2024

ELSWICK, JEFFERY, A

MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO

yes

02/2008

Mar 2, 2012

Oct 8, 2024

FROST BANK

PARENT CORPORATION / MANAGING MEMBER

yes

12/2007

Jul 17, 2012

Oct 8, 2024

HOPKINS, JUSTIN, J

NATIONAL SALES MANAGER

yes

05/2023

Jun 5, 2023

Oct 8, 2024

LUTZ, WILLIAM, JOHN

DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST

yes

05/2023

Jun 5, 2023

Oct 8, 2024

MCCAIN, MACE, MARLIN

PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO

yes

02/2021

Mar 2, 2012

Oct 8, 2024

MILICH, MICHAEL, WAYNE

Manager

yes

04/2016

Mar 24, 2017

Oct 8, 2024

PFEIFER, ROBERT, DEAN

Secretary

yes

08/2021

Mar 2, 2012

Oct 8, 2024

Rhodes, Coolidge, Elmo

Manager

yes

10/2021

Dec 17, 2021

Oct 8, 2024

Severyn, Carol, Jean

Manager

yes

02/2021

Mar 2, 2021

Oct 8, 2024

WILSON, KENNETH

Manager

yes

01/2024

Mar 28, 2024

Oct 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FROST INVESTMENT SERVICES, LLC

n/a

Bd affiliated wealth

$3.7B

yes

n/a

FROST BANK

n/a

FROST BROKERAGE SERVICES, INC.

n/a

yes

n/a

FROST INSURANCE AGENCY, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$5.4B

n/a

2024

Mar 28, 2025

$5.1B

n/a

2023

Mar 28, 2024

$4.2B

n/a

2022

Mar 28, 2023

$3.9B

n/a

2021

Mar 21, 2022

$5.0B

n/a

2020

Mar 2, 2021

$4.9B

n/a

2019

Mar 27, 2020

$5.3B

n/a

2018

Mar 26, 2019

$4.3B

n/a

2017

Mar 30, 2018

$3.7B

n/a

2016

Mar 24, 2017

$3.5B

n/a

2015

Mar 30, 2016

$11B

$9.7B

n/a

2014

Mar 24, 2015

$10B

$9.2B

n/a

2013

Mar 24, 2014

$10.0B

$8.7B

n/a

2012

Mar 28, 2013

$8.9B

$8.0B

n/a

2011

Mar 2, 2012

$8.0B

$7.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.4B

$5.1B

5.5%

$3.9B

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FROST INVESTMENT SERVICES

Dec 31, 2016

Mar 22, 2019

SAN ANTONIO, TX

Team lift out

Other

10.0%