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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JEFFREY WILLIAM PETERS

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

DOWNERS GROVE, IL | BETTENDORF, IA

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Search this name across graphsid dfx:ria:32bcbfd0-70d2-8406-69a7-ae886ee75988

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Feb 24, 1995
First registration: Jan 16, 2002
Dual registered: yes, broker-dealer
Other names: JEFFREY W PETERS|Jeff Peters
IAPD individual key: 2580603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Sep 4, 2007	n/a	yes	BETTENDORF, IA\|DOWNERS GROVE, IL	Current employment
CLIENT 1ST WEALTH MANAGEMENT, INC.	n/a	Nov 17, 2003	Sep 10, 2007	no	BETTENDORF, IA	Previous registration
COORDINATED CAPITAL SECURITIES, INC.	Independent wealth	Sep 30, 2002	Oct 14, 2003	no	BETTENDORF, IA	Previous registration
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	State registered	Jan 16, 2002	Nov 4, 2002	no	BETTENDORF, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLIENT 1ST WEALTH MANAGEMENT, INC.	AUSDAL FINANCIAL PARTNERS, INC.	Sep 10, 2007	Sep 4, 2007	-6	Firm change	Other
COORDINATED CAPITAL SECURITIES, INC.	CLIENT 1ST WEALTH MANAGEMENT, INC.	Oct 14, 2003	Nov 17, 2003	34	Firm change	Other
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	COORDINATED CAPITAL SECURITIES, INC.	Nov 4, 2002	Sep 30, 2002	-35	Firm change after gap	Other

Relationships

Registered with (4)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Sep 4, 2007 to presentfactForm ADV
→ CLIENT 1ST WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 17, 2003 to Sep 10, 2007factForm ADV
→ COORDINATED CAPITAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Oct 14, 2003factForm ADV
→ SUCCESSFUL RESOURCE MANAGEMENT, LTD.Registered adviserregistration: previous registration
Jan 16, 2002 to Nov 4, 2002factForm ADV

Dated events

No dated event names this entity yet.