DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey William Peters
Feed of 09/14/2026
Also filed as Jeffrey W Peters
At current firm
19 y
since Sep 4, 2007
In the industry
31 y
since Feb 24, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Sep 4, 2007 · Bettendorf, Ia
- Client 1st Wealth Management, Inc. unclassifiedNov 17, 2003 to Sep 10, 2007 · Bettendorf, Ia
- Coordinated Capital Securities, Inc. independent RIASep 30, 2002 to Oct 14, 2003 · Bettendorf, Ia
- Successful Resource Management, Ltd. state registeredJan 16, 2002 to Nov 4, 2002 · Bettendorf, Ia
Moves
a registration end followed by a registration begin elsewhere
- Client 1st Wealth Management, Inc. to Ausdal Financial Partners, Inc.left Sep 10, 2007, registered Sep 4, 2007 (-6 days) · Other
- Coordinated Capital Securities, Inc. to Client 1st Wealth Management, Inc.left Oct 14, 2003, registered Nov 17, 2003 (34 days) · Other
- Successful Resource Management, Ltd. to Coordinated Capital Securities, Inc.left Nov 4, 2002, registered Sep 30, 2002 (-35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address