DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• S••••••••• I•••
Pasadena, CA | VALLEY VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• S••••••••• I••• | Bd affiliated wealth | Mar 28, 2022 | n/a | yes | Pasadena, CA|VALLEY VILLAGE, CA | Current employment |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Mar 25, 2019 | Apr 6, 2022 | no | Los Angeles, CA|ARLINGTON, VA|LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• C•••••• M••••••••• L•• | W•••••• S••••••••• I••• | Apr 6, 2022 | Mar 28, 2022 | -9 | Firm change | RIA to ibd |
| M•• I•••••••• S•••••••• L•• | E•••••• C•••••• M••••••••• L•• | Apr 2, 2019 | Mar 25, 2019 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Apr 2, 2019 | no | LOS ANGELES, CA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 28, 2015 | Mar 25, 2017 | no | LOS ANGELES, CA | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Apr 13, 2015 | Jun 18, 2015 | no | LOS ANGELES, CA | Previous registration |
| -8 |
| Firm change |
| Ibd to RIA |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| P••• A••••• S••••••••• L•• | M•• F•••••••• S•••••••• I••• | Jun 18, 2015 | Jul 28, 2015 | 40 | Firm change | Other |