DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dustin Joseph Zahn

Wedbush Securities Inc.BD affiliatedPasadena, Ca dual registrantIAPD 6389186

Feed of 09/14/2026

At current firm

4 y

since Mar 28, 2022

In the industry

11 y

since Mar 23, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wedbush Securities Inc. BD affiliated current
since Mar 28, 2022 · Pasadena, Ca
E*Trade Capital Management, LLC former
Mar 25, 2019 to Apr 6, 2022 · Los Angeles, Ca
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Apr 2, 2019 · Los Angeles, Ca
Msi Financial Services, Inc. former
Jul 28, 2015 to Mar 25, 2017 · Los Angeles, Ca
Park Avenue Securities LLC BD affiliated
Apr 13, 2015 to Jun 18, 2015 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

E*Trade Capital Management, LLC to Wedbush Securities Inc.
left Apr 6, 2022, registered Mar 28, 2022 (-9 days) · RIA to affiliated broker-dealer or bank
MML Investors Services, LLC to E*Trade Capital Management, LLC
left Apr 2, 2019, registered Mar 25, 2019 (-8 days) · Affiliated broker-dealer or bank to independent RIA
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Park Avenue Securities LLC to Msi Financial Services, Inc.
left Jun 18, 2015, registered Jul 28, 2015 (40 days) · Other

Signals

Dustin Joseph Zahn left E*Trade Capital Management, Llc for Wedbush Securities Inc. (registered 2022-03-28)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address