DFX Intelligence

M•••••• T••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• T••••• B•••

Advisor at C••••••••• F•••••••• N••••••

OVERLAND PARK, KS | West Sacramento, CA

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Search this name across graphsid dfx:ria:32c8f0b4-55b3-8c1f-f410-d7cb88cf34e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 30, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Feb 6, 2025	n/a	yes	West Sacramento, CA\|OVERLAND PARK, KS	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 5, 2015	May 23, 2024	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	C••••••••• F•••••••• N••••••	Nov 21, 2014	Jan 5, 2015	45	Firm change	Other
S••••• F•••••••• S•••••••• I•••	C••••••••• S••••••••• L••	Dec 31, 2012	Jan 2, 2013

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 5, 2015 to May 23, 2024factForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2013 to Nov 21, 2014factForm ADV
→ S••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2012 to Dec 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32c8f0b4-55b3-8c1f-f410-d7cb88cf34e0
First observed: Jul 18, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.