DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SUNSET FINANCIAL SERVICES, INC.

CRD 3538

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8689629-fb45-b347-5c46-3b0cdbd97522

Data as of Sep 28, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 121
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2011 to Sep 28, 2015
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
SEC number: 801-71636
CRD: 3538
Filings on the tape: 16
First filed: Nov 7, 2011
Latest filed: Sep 28, 2015
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIXBY, ROBERT PHILIP	Director	Na	yes	03/1998	Nov 7, 2011	Sep 28, 2015
BIXBY, WALTER EDWIN III	Director	Na	yes	10/1995	Nov 7, 2011	Sep 28, 2015
KANSAS CITY LIFE INSURANCE COMPANY, INC.	PARENT COMPANY - OWNER	E	yes	07/1995	Nov 7, 2011	Sep 28, 2015
KNAPP, TRACY WAYNE	Director	Na	yes	10/2013	Nov 26, 2013	Sep 28, 2015
KREBS, DONALD EUGENE	Director	Na	yes	04/2001	Nov 7, 2011	Sep 28, 2015
MASON, ALAN CRAIG JR	SECRETARY, DIRECTOR	Na	yes	01/2008	Nov 7, 2011	Sep 28, 2015
MILTON, MARK ALAN	Director	Na	yes	04/2010	Nov 7, 2011	Sep 28, 2015
BRANDT, JANICE LEE	ASSISTANT VICE PRESIDENT - INTERIM CHIEF COMPLIANCE OFFICER BROKER/DEALER	Na	no	04/2012	Nov 7, 2011	Sep 28, 2015
DENNEY, SUSANNA JAYNE	VICE PRESIDENT - CHIEF OPERATIONS OFFICER, RIA CHIEF COMPLIANCE OFFICER	Na	no	08/2005	Nov 7, 2011	Sep 28, 2015
LAIRD, DAVID ARNOLD	Treasurer	Na	no	12/2007	Nov 7, 2011	Sep 28, 2015
TRACZYK, ERIC RONALD	Finop	Na	no	06/2013	Jul 1, 2013	Sep 28, 2015
ULLOM, KELLY TODD	VICE PRESIDENT - EXECUTIVE OFFICER	Na	no	04/2012	Nov 7, 2011	Sep 28, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	n/a	n/a	3	2	n/a	n/a	n/a
2013	Mar 28, 2014	$74.9M	$0	90	90	n/a	n/a	n/a
2012	Mar 28, 2013	$56.9M	$0	318	99	n/a	n/a	n/a
2011	Mar 28, 2012	$105M	$4.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	$74.9M	n/a	$105M	n/a	3	90	n/a	n/a

Relationships

showing 80 of 121

Owns (5)

← ULLOM, KELLY TODDOwnerVICE PRESIDENT - EXECUTIVE OFFICER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← DENNEY, SUSANNA JAYNEOwnerVICE PRESIDENT - CHIEF OPERATIONS OFFICER, RIA CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← BRANDT, JANICE LEEOwnerASSISTANT VICE PRESIDENT - INTERIM CHIEF COMPLIANCE OFFICER BROKER/DEALER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← TRACZYK, ERIC RONALDOwnerFINOP, ownership code NA, individual
Jul 1, 2013 to presentfactForm ADV
← LAIRD, DAVID ARNOLDOwnerTREASURER, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV

Controls (7)

← BIXBY, ROBERT PHILIPOwnerDIRECTOR, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← MILTON, MARK ALANOwnerDIRECTOR, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← KREBS, DONALD EUGENEOwnerDIRECTOR, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← BIXBY, WALTER EDWIN IIIOwnerDIRECTOR, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV
← KNAPP, TRACY WAYNEOwnerDIRECTOR, ownership code NA, individual
Nov 26, 2013 to presentfactForm ADV
← KANSAS CITY LIFE INSURANCE COMPANY, INC.OwnerPARENT COMPANY - OWNER, ownership code E, domestic entity
Nov 7, 2011 to presentfactForm ADV
← MASON, ALAN CRAIG JROwnerSECRETARY, DIRECTOR, ownership code NA, individual
Nov 7, 2011 to presentfactForm ADV

Registered with (67)

← Christopher BorAdvisorregistration: previous registration
Jul 12, 2013 to Dec 31, 2014factForm ADV
← RYAN CHARLES BEASLEYAdvisorregistration: previous registration
Aug 5, 2008 to Dec 31, 2014factForm ADV
← STEPHEN MORRELL FOSTERAdvisorregistration: previous registration
Feb 6, 2002 to Dec 3, 2014factForm ADV
← Dustin MezaAdvisorregistration: previous registration
Apr 28, 2006 to Dec 3, 2014factForm ADV
← BRIAN DONALD BURNSAdvisorregistration: previous registration
Jul 23, 2001 to Nov 14, 2014factForm ADV
← STEVE FLOYD MANKAMEYERAdvisorregistration: previous registration
Jun 13, 2001 to Nov 14, 2014factForm ADV
← CHARLES LEWIS COOPERAdvisorregistration: previous registration
Nov 30, 2004 to Nov 14, 2014factForm ADV
← JEFFERY L A GUNDERSONAdvisorregistration: previous registration
Jun 19, 2002 to Nov 14, 2014factForm ADV
← MICHAEL PAUL AUSTINAdvisorregistration: previous registration
Apr 9, 2014 to Nov 14, 2014factForm ADV
← RALPH VON ALLENAdvisorregistration: previous registration
Feb 20, 2001 to Nov 14, 2014factForm ADV
← RAYMOND MICHAEL WHITTENBURGAdvisorregistration: previous registration
May 3, 2000 to Nov 14, 2014factForm ADV
← JOHN ROBERT ROESSIGAdvisorregistration: previous registration
Nov 30, 2004 to Nov 14, 2014factForm ADV
← PETER JOHN LUDWIGAdvisorregistration: previous registration
Dec 9, 2013 to Nov 14, 2014factForm ADV
← MARK RONALD MATULIAAdvisorregistration: previous registration
Aug 7, 2003 to Nov 14, 2014factForm ADV
← JAMES JOHN MCPARTLANDAdvisorregistration: previous registration
May 4, 2001 to Nov 14, 2014factForm ADV
← TIMOTHY DALE ELZINGAAdvisorregistration: previous registration
Jan 22, 2010 to Nov 14, 2014factForm ADV
← ROBERT FRANK MENTONAdvisorregistration: previous registration
Oct 6, 1994 to Nov 14, 2014factForm ADV
← JOEL COURTNEY WHITEAdvisorregistration: previous registration
Nov 25, 2009 to Nov 14, 2014factForm ADV
← CINDY MAYS CHANDLERAdvisorregistration: previous registration
Oct 3, 2000 to Nov 14, 2014factForm ADV
← SCOTT BRADLEY HUNSICKERAdvisorregistration: previous registration
Apr 9, 1999 to Nov 14, 2014factForm ADV
← THOMAS ALAN RENAdvisorregistration: previous registration
Aug 14, 2007 to Nov 14, 2014factForm ADV
← CHANDA CHAD SOURAdvisorregistration: previous registration
Dec 16, 2013 to Nov 14, 2014factForm ADV
← KEVIN ALLEN ROSSAdvisorregistration: previous registration
Jan 17, 2003 to Nov 14, 2014factForm ADV
← DANA SCOTT LASSLEYAdvisorregistration: previous registration
Jan 28, 2004 to Nov 14, 2014factForm ADV
← BRENT WADE CRAWFORDAdvisorregistration: previous registration
Oct 15, 2010 to Nov 14, 2014factForm ADV
← LANCE EDWARD HARSHBARGERAdvisorregistration: previous registration
Mar 23, 2001 to Nov 14, 2014factForm ADV
← ROBERT MARC GRECOAdvisorregistration: previous registration
Oct 24, 2012 to Nov 14, 2014factForm ADV
← KELLY GENE MCDONALDAdvisorregistration: previous registration
Jan 6, 2006 to Nov 14, 2014factForm ADV
← JOSHUA FLOYD BLACKAdvisorregistration: previous registration
Dec 11, 2008 to Nov 14, 2014factForm ADV
← JAMES JOSEPH TYRRELLAdvisorregistration: previous registration
Aug 22, 2002 to Nov 14, 2014factForm ADV
and 37 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8689629-fb45-b347-5c46-3b0cdbd97522
First observed: Nov 7, 2011
Last observed: Sep 28, 2015 133 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUNSET FINANCIAL SERVICES, INC.

CRD 3538

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8689629-fb45-b347-5c46-3b0cdbd97522

Data as of Sep 28, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIXBY, ROBERT PHILIP

Director

yes

03/1998

Nov 7, 2011

Sep 28, 2015

BIXBY, WALTER EDWIN III

Director

yes

10/1995

Nov 7, 2011

Sep 28, 2015

KANSAS CITY LIFE INSURANCE COMPANY, INC.

PARENT COMPANY - OWNER

yes

07/1995

Nov 7, 2011

Sep 28, 2015

KNAPP, TRACY WAYNE

Director

yes

10/2013

Nov 26, 2013

Sep 28, 2015

KREBS, DONALD EUGENE

Director

yes

04/2001

Nov 7, 2011

Sep 28, 2015

MASON, ALAN CRAIG JR

SECRETARY, DIRECTOR

yes

01/2008

Nov 7, 2011

Sep 28, 2015

MILTON, MARK ALAN

Director

yes

04/2010

Nov 7, 2011

Sep 28, 2015

BRANDT, JANICE LEE

ASSISTANT VICE PRESIDENT - INTERIM CHIEF COMPLIANCE OFFICER BROKER/DEALER

04/2012

Nov 7, 2011

Sep 28, 2015

DENNEY, SUSANNA JAYNE

VICE PRESIDENT - CHIEF OPERATIONS OFFICER, RIA CHIEF COMPLIANCE OFFICER

08/2005

Nov 7, 2011

Sep 28, 2015

LAIRD, DAVID ARNOLD

Treasurer

12/2007

Nov 7, 2011

Sep 28, 2015

TRACZYK, ERIC RONALD

Finop

06/2013

Jul 1, 2013

Sep 28, 2015

ULLOM, KELLY TODD

VICE PRESIDENT - EXECUTIVE OFFICER

04/2012

Nov 7, 2011

Sep 28, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

n/a

2013

Mar 28, 2014

$74.9M

n/a

2012

Mar 28, 2013

$56.9M

318

n/a

2011

Mar 28, 2012

$105M

$4.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

n/a

$74.9M

n/a

$105M

n/a