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RIA / WealthAdvisor37 years in industry

JAMES SCOTT WOLTER

Advisor at BROADREACH CAPITAL, LLC

PONTE VEDRA BEACH, FL

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Search this name across graphsid dfx:ria:32d14234-e7c5-c60c-657f-677c96176f6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROADREACH CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 19, 1989
First registration: Apr 7, 2003
Dual registered: no
Other names: SCOTT WOLTER|J SCOTT WOLTER
IAPD individual key: 1869174

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROADREACH CAPITAL, LLC	State registered	Jan 1, 2026	n/a	yes	PONTE VEDRA BEACH, FL	Current employment
BROKERSXPRESS LLC	Former SEC adviser	Aug 17, 2007	Dec 31, 2008	no	CHICAGO, IL\|JACKSONVILLE BEACH, FL\|JACKSONVILLE BEACH, FL\|PONTE VEDRA BEACH, FL\|EL PASO, TX\|WAKE FOREST, NC	Previous registration
OSAIC FA, INC.	Former SEC adviser	Dec 1, 2004	Oct 31, 2006	no	PONTE VEDRA BEACH, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 7, 2003	Dec 1, 2004	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROKERSXPRESS LLC	BROADREACH CAPITAL, LLC	Dec 31, 2008	Jan 1, 2026	6,210	Firm change after gap	Other
OSAIC FA, INC.	BROKERSXPRESS LLC	Oct 31, 2006	Aug 17, 2007	290	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	OSAIC FA, INC.	Dec 1, 2004	Dec 1, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ BROADREACH CAPITAL, LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Aug 17, 2007 to Dec 31, 2008factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 1, 2004 to Oct 31, 2006factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 7, 2003 to Dec 1, 2004factForm ADV

Dated events

No dated event names this entity yet.