RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••• W•••••
- B••••••••• C••••••• L•• state registered currentsince Jan 1, 2026 · Ponte Vedra Beach, Fl
- B••••••••• L•• formerAug 17, 2007 to Dec 31, 2008 · Chicago, Il
- O•••• F•• I••• formerDec 1, 2004 to Oct 31, 2006 · Ponte Vedra Beach, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 7, 2003 to Dec 1, 2004 · Jacksonville, Fl
- B••••••••• L•• to B••••••••• C••••••• L••left Dec 31, 2008, registered Jan 1, 2026 (6210 days) · Other
- O•••• F•• I••• to B••••••••• L••left Oct 31, 2006, registered Aug 17, 2007 (290 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to O•••• F•• I•••left Dec 1, 2004, registered Dec 1, 2004 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address