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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

CRD 119859

DUBLIN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32d4aab6-57c4-bcc3-75f5-7f2c54755d67

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2011 to Mar 30, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.2 fund_share=0.78 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $651MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $651M
Private client RAUM: $128MderivedItem 5.D individuals plus high net worth individuals
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $130Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 537
Individual clients: 268
High net worth clients: 29
SEC number: 801-61760
CIK: 1075444
CRD: 119859
Filings on the tape: 25
First filed: Nov 29, 2011
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT DEAN BAKER	n/a	DUBLIN, OH \| Panama City, FL	26	27	n/a	no
PHILIP ALLAN VOELKER	n/a	DUBLIN, OH	23	24	n/a	no
ROBERT EATHON WILLIAMS	n/a	DUBLIN, OH	23	27	n/a	no
TONY WENDELN	n/a	Piqua, OH	9	51	1	no
AARON JOSHUA PLOSCOWE	n/a	DUBLIN, OH \| Cincinnati, OH	6	30	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AAMA, INC. 401K PSP AND TRUST	Shareholder	B	yes	01/1999	Nov 29, 2011	Mar 25, 2024
BAKER, ROBERT, DEAN	PRESIDENT, & CHIEF COMPLIANCE OFFICER	C	yes	01/1999	Nov 29, 2011	Mar 25, 2024
R BAKER, TRUSTEE, P BAKER GST TRUST	Shareholder	A	yes	06/2015	Mar 24, 2016	Mar 25, 2024
VOELKER, PHILIP, ALLAN	SR. VICE PRESIDENT AND CHIEF INVESTMENT OFFICE	C	yes	11/2001	Nov 29, 2011	Mar 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PANAMA CITY	FL	United States	1	no
Piqua	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$651M	$651M	8	4	2	n/a	n/a
2024	Apr 8, 2025	$740M	$683M	8	4	2	n/a	n/a
2023	Mar 25, 2024	$722M	$683M	8	3	2	n/a	n/a
2022	Mar 23, 2023	$685M	$651M	8	3	2	n/a	n/a
2021	Mar 22, 2022	$799M	$761M	8	3	2	n/a	n/a
2020	Mar 5, 2021	$751M	$707M	8	3	2	n/a	n/a
2019	Mar 13, 2020	$697M	$656M	5	3	2	n/a	n/a
2018	Mar 11, 2019	$609M	$575M	5	3	1	n/a	n/a
2017	Mar 22, 2018	$609M	$571M	5	3	1	n/a	n/a
2016	Mar 13, 2017	$749M	$139M	5	3	n/a	n/a	n/a
2015	Mar 24, 2016	$677M	$131M	5	3	n/a	n/a	n/a
2014	Mar 12, 2015	$556M	$556M	5	3	n/a	n/a	n/a
2013	Mar 7, 2014	$482M	$482M	7	3	n/a	n/a	n/a
2012	Mar 21, 2013	$452M	$452M	7	3	n/a	n/a	n/a
2011	Mar 26, 2012	$393M	$393M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$651M	$740M	-12.0%	$685M	-1.7%	8	8	2	2

Relationships

Registered with (5)

← AARON JOSHUA PLOSCOWEAdvisorregistration: current employment
May 4, 2020 to presentfactForm ADV
← TONY WENDELNAdvisorregistration: current employment
Aug 7, 2017 to presentfactForm ADV
← PHILIP ALLAN VOELKERAdvisorregistration: current employment
Feb 3, 2003 to presentfactForm ADV
← ROBERT EATHON WILLIAMSAdvisorregistration: current employment
Feb 3, 2003 to presentfactForm ADV
← ROBERT DEAN BAKERAdvisorregistration: current employment
Jan 1, 2000 to presentfactForm ADV

Controls (4)

← VOELKER, PHILIP, ALLANOwnerSR. VICE PRESIDENT AND CHIEF INVESTMENT OFFICE, ownership code C, individual
Nov 29, 2011 to Mar 25, 2024factForm ADV
← BAKER, ROBERT, DEANOwnerPRESIDENT, & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 29, 2011 to Mar 25, 2024factForm ADV
← AAMA, INC. 401K PSP AND TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Nov 29, 2011 to Mar 25, 2024factForm ADV
← R BAKER, TRUSTEE, P BAKER GST TRUSTOwnerSHAREHOLDER, ownership code A, domestic entity
Mar 24, 2016 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 22, 2018
Regulatory AUM changed
Advanced Asset Management Advisors, Inc. reported RAUM $609.3M, down 27% from $834.5M (2017-08-03 to 2018-03-22)
Form ADVobserved 4 days ago
$-225M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32d4aab6-57c4-bcc3-75f5-7f2c54755d67
First observed: Nov 29, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVANCED ASSET MANAGEMENT ADVISORS, INC.

CRD 119859

DUBLIN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32d4aab6-57c4-bcc3-75f5-7f2c54755d67

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT DEAN BAKER

n/a

DUBLIN, OH | Panama City, FL

n/a

PHILIP ALLAN VOELKER

n/a

DUBLIN, OH

n/a

ROBERT EATHON WILLIAMS

n/a

DUBLIN, OH

n/a

TONY WENDELN

n/a

Piqua, OH

AARON JOSHUA PLOSCOWE

n/a

DUBLIN, OH | Cincinnati, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AAMA, INC. 401K PSP AND TRUST

Shareholder

yes

01/1999

Nov 29, 2011

Mar 25, 2024

BAKER, ROBERT, DEAN

PRESIDENT, & CHIEF COMPLIANCE OFFICER

yes

01/1999

Nov 29, 2011

Mar 25, 2024

R BAKER, TRUSTEE, P BAKER GST TRUST

Shareholder

yes

06/2015

Mar 24, 2016

Mar 25, 2024

VOELKER, PHILIP, ALLAN

SR. VICE PRESIDENT AND CHIEF INVESTMENT OFFICE

yes

11/2001

Nov 29, 2011

Mar 25, 2024

City

State

Country

Employees

Also broker-dealer

PANAMA CITY

United States

Piqua

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$651M

n/a

2024

Apr 8, 2025

$740M

$683M

n/a

2023

Mar 25, 2024

$722M

$683M

n/a

2022

Mar 23, 2023

$685M

$651M

n/a

2021

Mar 22, 2022

$799M

$761M

n/a

2020

Mar 5, 2021

$751M

$707M

n/a

2019

Mar 13, 2020

$697M

$656M

n/a

2018

Mar 11, 2019

$609M

$575M

n/a

2017

Mar 22, 2018

$609M

$571M

n/a

2016

Mar 13, 2017

$749M

$139M

n/a

2015

Mar 24, 2016

$677M

$131M

n/a

2014

Mar 12, 2015

$556M

n/a

2013

Mar 7, 2014

$482M

n/a

2012

Mar 21, 2013

$452M

n/a

2011

Mar 26, 2012

$393M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$651M

$740M

-12.0%

$685M

-1.7%