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Advisor at ADVANCED ASSET MANAGEMENT ADVISORS, INC.
DUBLIN, OH | Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVANCED ASSET MANAGEMENT ADVISORS, INC. | Other adviser | May 4, 2020 | n/a | yes | Cincinnati, OH|DUBLIN, OH | Current employment |
| ORION PORTFOLIO SOLUTIONS, LLC | Former SEC adviser | Jun 21, 2019 | Feb 3, 2020 | no | OMAHA, NE | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 23, 2004 | Apr 15, 2005 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | ADVANCED ASSET MANAGEMENT ADVISORS, INC. | Feb 3, 2020 | May 4, 2020 | 91 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | ORION PORTFOLIO SOLUTIONS, LLC | Apr 15, 2005 | Jun 21, 2019 | 5,180 | Firm change after gap | Wirehouse to RIA |