DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRIUMPH CAPITAL MANAGEMENT
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRIUMPH CAPITAL MANAGEMENT | Independent wealth | Feb 19, 2016 | n/a | yes | DENVER, CO | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Oct 30, 2015 | Feb 11, 2020 | no | Denver, CO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 13, 2015 | Feb 11, 2020 | no | Denver, CO | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Mar 22, 2010 | Dec 23, 2015 | no | AURORA, CO|DENVER, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 8, 2007 | Mar 31, 2010 | no | BRIGHTON, CO|GREENWOOD VILLAGE, CO|BRIGHTON, CO|LAKEWOOD, CO|LAKEWOOD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | SUMMIT FINANCIAL GROUP INC | Feb 11, 2020 | Oct 30, 2015 | -1,565 | Firm change after gap | Other |
| SUMMIT FINANCIAL GROUP INC | TRIUMPH CAPITAL MANAGEMENT | Feb 11, 2020 | Feb 19, 2016 | -1,453 | Firm change after gap | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 23, 2015 | Oct 13, 2015 | -71 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Mar 31, 2010 | Mar 22, 2010 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:109485:CO:2020-02-10 | Feb 11, 2020 | Oct 30, 2015 | DENVER, CO | Firm change after gap |
| 109485:282814:CO:2020-02-10 | Feb 11, 2020 | Feb 19, 2016 | DENVER, CO | Firm change after gap |
| 124446:105644:CO:2015-12-23 | Dec 23, 2015 | Oct 13, 2015 | DENVER, CO | Firm change after gap |