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CRD 282814
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES BAKER PETERS | n/a | DENVER, CO | 10 | 19 | 4 | no |
| RYAN MICHAEL COOK | n/a | Louisville, CO | DENVER, CO | 10 | 12 | 3 | no |
| CORY PHILIP ROBINSON | n/a | DENVER, CO | 10 | 19 | 6 | no |
| GREGORY ROBERT SCHOWE | n/a | DENVER, CO | 10 | 18 | 3 | no |
| DANIEL LEHAN MAYER | n/a | DENVER, CO | 10 | 11 | 3 | no |
| TIMOTHY OWINGS WATERS | n/a | DENVER, CO | 10 | 26 | 8 | no |
| BRIAN TIMOTHY STARK | n/a | DENVER, CO | 10 | 23 | 4 | no |
| DEREK NATHAN EICHENWALD | n/a | DENVER, CO | 10 | 23 | 6 | no |
| SHEA AHREN WINKELLER | n/a | DENVER, CO | 10 | 19 | 4 | no |
| BRANDON CARL DRESPLING | n/a | DENVER, CO | 10 | 12 | 2 | no |
| Stephen Joseph Murphy | n/a | Incline Village, NV | DENVER, CO | 9 | 26 | 1 | no |
| BRENT EDMUND MCGIBBON | n/a | DENVER, CO | 5 | 33 | 4 | no |
| JAMAR JOSEPH ANDERSON | n/a | DENVER, CO | 2 | 10 | 4 | no |
| CHRISTOPHER EDWARD KOLKER | Certified Financial Planner | DENVER, CO | 0 | 27 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DRESPLING, BRANDON, CARL | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2016 | Feb 16, 2016 | Mar 21, 2024 |
| EICHENWALD, DEREK, NATHAN | President | E | yes | 01/2016 | Feb 16, 2016 | Mar 21, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Louisville | Co | United States | 2 | no |
| Malibu | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 6, 2026 | $646M | $646M | 18 | 17 | 2 | n/a | n/a |
| 2024 | Apr 1, 2025 | $483M | $483M | 18 | 18 | 2 | n/a | n/a |
| 2023 | Mar 21, 2024 | $421M | $421M | 18 | 18 | 2 | n/a | n/a |
| 2022 | Mar 16, 2023 | $376M | $376M | 17 | 17 | 3 | n/a | n/a |
| 2021 | Mar 15, 2022 | $412M | $412M | 16 | 16 | 3 | n/a | n/a |
| 2020 | Mar 29, 2021 | $373M | $373M | 15 | 15 | 3 | n/a | n/a |
| 2019 | Feb 11, 2020 | $346M | $346M | 14 | 14 | 4 | n/a | n/a |
| 2018 | Mar 21, 2019 | $300M | $300M | 14 | 14 | 4 | n/a | n/a |
| 2017 | Mar 29, 2018 | $279M | $279M | 13 | 13 | 5 | n/a | n/a |
| 2016 | Mar 16, 2017 | $215M | $215M | 14 | 14 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $646M | $483M | 33.5% | $376M | 19.7% | 18 | 18 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | 8 | Feb 10, 2020 | Feb 19, 2016 | DENVER, CO | Team lift out | Ibd to RIA | 2.8% |
| CETERA INVESTMENT ADVISERS LLC | 2 | Jan 29, 2019 | Feb 19, 2016 | DENVER, CO | Team lift out | Ibd to RIA | 0.1% |