DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 2, 2021 | n/a | yes | SPRINGFIELD, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 16, 2009 | Jul 2, 2021 | no | SPRINGFIELD, MO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 1, 2009 | no | Springfield, MO | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 11, 2008 | Jun 1, 2009 | no | SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jul 2, 2021 | Jul 2, 2021 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 1, 2009 | Jul 16, 2009 | 15 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:MO:2021-06-22 | Jul 2, 2021 | Jul 2, 2021 | SPRINGFIELD, MO | Firm change |