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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

STEPHEN ALLEN EYE

Advisor at LPL FINANCIAL LLC

EASLEY, SC

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Search this name across graphsid dfx:ria:32e595aa-a28a-cbf5-432a-302810c6e35f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 3, 1982
First registration: Jan 24, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1046234

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 3, 2025	n/a	yes	EASLEY, SC	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	Mar 11, 2025	no	Greenville, SC\|Greenville, SC	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 8, 2018	Oct 18, 2019	no	Greenville, SC	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 17, 2016	Jun 13, 2018	no	GREER, SC\|GREENVILLE, SC\|GREENVILLE, SC\|SALUDA, SC\|SIMPSONVILLE, SC\|CHESNEE, SC\|SPARTANBURG, SC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 14, 2006	Dec 31, 2016	no	NINETY-SIX, SC\|SALUDA, SC\|GREENWOOD, SC\|CLINTON, SC\|LAURENS, SC\|SALUDA, SC\|NINETY-SIX, SC\|GREENVILLE, SC\|MAULDIN, SC\|GREENVILLE, SC\|SPARTANBURG, SC\|GREENVILLE, SC\|ASHEVILLE, NC\|ASHEVILLE, NC\|HENDERSONVILLE, NC\|GREENVILLE, SC\|ASHEVILLE, NC\|HENDERSONVILLE, NC\|ASHEVILLE, NC\|SIMPSONVILLE, SC\|GREENVILLE, SC\|SIMPSONVILLE, SC\|GREER, SC\|GREER, SC\|GREENVILLE, SC\|GREENVILLE, SC\|SPARTANBURG, SC\|GREENVILLE, SC\|SPARTANBURG, SC\|CHESNEE, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 24, 2006	Mar 13, 2006	no	PICKENS, SC\|EASLEY, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	LPL FINANCIAL LLC	Mar 11, 2025	Mar 3, 2025	-8	Firm change	RIA to ibd
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
TRUIST ADVISORY SERVICES, INC.	J.J.B. HILLIARD, W.L. LYONS, LLC	Jun 13, 2018	Jun 8, 2018	-5	Firm change	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 17, 2016	-136	Bulk transfer	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Mar 13, 2006	Mar 14, 2006	1	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2019 to Mar 11, 2025factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 8, 2018 to Oct 18, 2019factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 17, 2016 to Jun 13, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 14, 2006 to Dec 31, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 24, 2006 to Mar 13, 2006factForm ADV

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
Stephen Allen Eye left Robert W. Baird & Co. Incorporated for Lpl Financial Llc (registered 2025-03-03)
Form ADVobserved 4 days ago