DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Allen Eye

LPL Financial LLCBD affiliatedEasley, Scdual registrantIAPD 1046234

Feed of 09/14/2026

At current firm

1 y

since Mar 3, 2025

In the industry

44 y

since Jun 3, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 3, 2025 · Easley, Sc
Robert W. Baird & Co. Incorporated mixed wealth
Oct 18, 2019 to Mar 11, 2025 · Greenville, Sc
J.J.B. Hilliard, W.L. Lyons, LLC former
Jun 8, 2018 to Oct 18, 2019 · Greenville, Sc
Truist Advisory Services, Inc. BD affiliated
Aug 17, 2016 to Jun 13, 2018 · Greer, Sc
Suntrust Investment Services, Inc. former
Mar 14, 2006 to Dec 31, 2016 · Ninety-Six, Sc
Wells Fargo Advisors wirehouse
Jan 24, 2006 to Mar 13, 2006 · Pickens, Sc

Moves

a registration end followed by a registration begin elsewhere

Robert W. Baird & Co. Incorporated to LPL Financial LLC
left Mar 11, 2025, registered Mar 3, 2025 (-8 days) · RIA to affiliated broker-dealer or bank
J.J.B. Hilliard, W.L. Lyons, LLC to Robert W. Baird & Co. Incorporated
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
Truist Advisory Services, Inc. to J.J.B. Hilliard, W.L. Lyons, LLC
left Jun 13, 2018, registered Jun 8, 2018 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
left Dec 31, 2016, registered Aug 17, 2016 (-136 days) · corporate re-registration, not a move
Wells Fargo Advisors to Suntrust Investment Services, Inc.
left Mar 13, 2006, registered Mar 14, 2006 (1 days) · Other

Signals

Stephen Allen Eye left Robert W. Baird & Co. Incorporated for Lpl Financial Llc (registered 2025-03-03)
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address